Description
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| (Confidential) | Time Management | 1/2017 - Present |
| Conduct Office Of Supervisory Jurisdiction (Osj) | Senior Compliance Examiner | 1/2014 - 1/2017 |
| Inc./Ffp Securities, Inc. | Independent National Broker Dealer | 1/2006 - 1/2014 |
| Conduct Office Of Supervisory Jurisdiction (Osj) | Compliance Officer/Compliance Analyst/Compliance Auditor | 1/2006 - 1/2006 |
Accomplishments
Highlights:
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