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Online Resumes with "BROKER DEALER"
Senior Manager, Functional Excellence - 15 Years of Experience - Near 11767
Operations and Account Management professional for Fortune 500 and Fortune 1000 companies. Effective business leader with dynamic presentation, team management and client relationship skills, able to foster "C" level relationships. Proven to effectively manage multi-geographic locations. Highly accomplished in contract negotiations, K{PI improvements (SLA, labor unit cost). Believes in 'leadership by example', consistentl...
Tags for this Online Resume: client relationship, team managment, new york, operations management, contract negotiations, project management, broker dealer, trading operations
Advertising Sales Agent - 20 Years of Experience - Near 77062
My professional life started with Outside Sales and led me into Telemarketing then becoming a Business owner of a number of varied Businesses. These Business Start –Ups ranged from Oil and Gas, (owner), Wireless Telecommunications, (owner), Tornado Shelter, and Landscaping (Owner) Advertising Agency TV/Radio/Outdoor & Political Campaigns, (Owner), Venture Capital (Owner) NASD/SIPC registered Broker Dealer, (owner) Restaur...
Tags for this Online Resume: Business development, adt
Financial Specialist - 18 Years of Experience - Near 18064
I'm a Financial Investment professional with 18 years experience in mutual fund and client account performance reporting. Expertise in monitoring and reconciling client accounts with custodians.
Tags for this Online Resume: Lehigh Valley, PA, performance reporting, portfolio management, attention to detail, train new staff, data entry
Financial Manager, Branch or Department - 11 Years of Experience - Near 08830
To pursue a highly rewarding career, seeking for a job in challenging and healthy work environment where I can utilize my skills and knowledge efficiently for organizational growth.
Ideal Companies: JPMC, BOA, MERYL LYNCH, GOLDMAN SACHS, BARCLAYS, MORGAN STANLEY
Tags for this Online Resume: Project Management, Requirement Analysis
Why consider adding me to your Operations or Customer Service teams as a Client Support Associate?
I am a seasoned client services professional experienced with client administration and who values relationships as much as revenue. I am also a talented professional who have "walked the walk" in large, complex organizations and made an impact with small companies with my benefits derived from solutions based on best practice experience. I am a champion of client objectives and consultative strategy development and am inte...
Ideal Companies: Citigroup, Wachovia, Fidelity, E-Trade, Charles Schwab, Bank of America, HSBC, Merrill Lynch, Barclays, Wells Fargo, Neuberger Berman, PNC, Credit Suisse, Deutsche Bank, Goldman Sachs, Broadridge, FINRA, Scottrade, UBS, AIG, Alliance Bernstein, Computershare, TDAmeritrade, Blackrock
Tags for this Online Resume: client services, operations associate, client relationship manager, CRM, ADP, ACD
Financial Examiner - 20 Years of Experience - Near 07030
Experienced financial professional seeks an appropriate back office role in a broker dealer, banking, mutual fund or Life Insurance transfer or operations area.
Tags for this Online Resume: New Jersey, mutual fund, representative, ACATS, transfers, QA
Financial Manager - 20 Years of Experience - Near 97229
Experienced and accomplished in building and leading successful product management teams that specialize in financial cross-affiliate business development and broker/dealer activities.
Tags for this Online Resume: Series 7, Series 24, Series 63, Product Manager, Sales Management, Business Management, Team Development, Business Collaboration
Event Planner
Jennifer
Ideal Companies: No preference
Tags for this Online Resume: Event, Meeting, Marketing
New Accounts Clerk - 10 Years of Experience - Near 11203
I am a New Account Processor with over 10 years experience with a Broker Dealer. I have extensive knowledge with KYC and AML processing. I completed a wide range of administrative duties pertaining to new client onboarding.
Financial Specialist - 20 Years of Experience - Near 07663
Tags for this Online Resume: Manager DTC Settlements, Securities Services Operations Associate , Broker/Dealer Clearance Supervisor, Broker/Dealer Securities Clearance Supervisor, transportation/logistics, Financial Services, Securities Industry, Broker/Dealer Securities Clearance
Financial Services Sales Agent - 20 Years of Experience - Near 38016
Twenty nine years’ experience in the financial services industry including banking, insurance, institutional and retail investments, research, compliance oversight, consulting, sales, supervision, training, retail banking, lending, business development and customer service; proficient in standard pc software applications and Bloomberg; Participated in a bank branch office start up, introducing broker dealer and insurance ag...
Tags for this Online Resume: FINRA 24, Compliance, Sales, Supervisor, Memphis, TN, Fixed-Income, Risk Management, Regulators
Vice President - 20 Years of Experience - Near 14094
I am looking for an opportunity to transition from banking/financial services into technology or other industry. I am a seasoned professional with many skills that are outlined in my Executive Summary and Resume. I am excited to find a company I can grow with.
Ideal Companies: Technology, Manufacturing and Service
Tags for this Online Resume: Buffalo, Microsoft, Payroll, Analysis, Sales, Excel, Project, Cloud, Finance, Insurance
