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Online Resumes with "BROKER DEALER"



Branch office manager/supervisory principal - brokerage - New York

Experienced broker dealer manager with over 20 years in risk, compliance, operations and supervision. Roles have included all front office positions, risk manager, and operations professional.

Tags for this Online Resume: Compliance, Operations, Change, Risk, Manager, Procedure

Featured Profile

Experienced financial advisor and trust and estates attorney

I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.

Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike

Tags for this Online Resume: Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65

Financial Services Sales Agent

I have worked in the financial market sector (broker/dealer) space . You can only sell products if you successfully market and add value to the customers needs. Most people can maintain, but the real value is identifying and opening customer accounts. That has been essential in my 30+ years of selling.

Featured Profile

Manager

Regional Manager in the Financual Services Industry with a Major Broker Dealer, or national brand name company

Experienced Financial Services Professional - 20 years of experience

I am Financial Services professional with 20 years of experience in operations, compliance and audit. I have experience with both broker/dealers and investment advisory businesses. I have managed staffs as large as 40 people, both on site and from remote locations.

Tags for this Online Resume: audit, compliance, baltimore, wealth management, financial services, operations

middle office -25 years broker dealer experience series 7,55,63

i am a financial industry middle office professional with 25 years experience. trade problems some compliance some trading some bond work some settlements a little of everything

Tags for this Online Resume: new jersey, full time, middle office, series 7, customer service

A financial architect

An experienced, focused sales professional blessed with excellent presentation skills as well as strong rapport and empathy skills. I am creative, determined and likeable.

Ideal Companies: Texas Pacific, Hicks Muse, Trammel Crow or Halliburton.

Hedge Fund Trader - Derivatives - 15+ years experience

I am an equity and derivatives trader with substantial international and domestic experience, both with triple AAA banks in Europe and Asia and as the co-founder/Managing Director of a regional trading firm/broker-dealer here in the US.

Tags for this Online Resume: Equities, Derivatives, Hedge Fund, Volatility, Proprietary, Manager

Featured Profile

District Manager, Operations Manager, Locistics Manager, Division Manager

I am a self-motivated and versatile director with excellent management, keen communication, and proven sales skills. I have 12 years of comprehensive experience in customer satisfaction, driving revenue growth, profit margins, and client acquisition. Strategic planner, with a track record of increasing company efficiency, profitability, and operations by streamlining procedures, overall operations, increasing sales, while...

Ideal Companies: Extra Space, Nike, Cube Smart, US Bank, State Farm, Home Depot, Lowes, Starbucks, All State, Addidas, Zappos, Expedia

Tags for this Online Resume: Operations, Multi-Unit, District, Division, Development, Compliance

INVESTMENT MANAGEMENT PROFESSIONAL

Senior Sales & Marketing Executive with expertise in distributing investment products and services through private bank, independent, wirehouse and regional brokers/dealers. Proven record of cultivating strong relationships with senior executive leadership and major distribution partners. Expert at identifying critical disconnect slowing sales growth and implementing the strategies, processes, and changes required to remedy...

Tags for this Online Resume: mutual funds, investments, wholesaler, offshore mutual funds, product integration and marketing, relationship management

Featured Profile

Audit Senior

Seeking a long-term opportunity where my professional experience, education, and abilities would be advantageous to the growth of the organization and myself.

Ideal Companies: TI, Fedex, Baylor Medical, Concentra, CVS, 7-Eleven, TD Industries, Rackspace Hosting, UBS, JP Morgan Chase, Morgan Stanley, Container Store.

Tags for this Online Resume: Dallas, Audit Senior, PWC, Deloitte, Public Accounting, MBA, CPA, Accountant, Internal Audit, Complaince, External Audit