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Online Resumes with "series 63 "



Collins Hess

Searching for a career that challenges me to my perceived limits, working with like minded individuals who desire and work towards not only being the best, but bringing quality change and innovation with integrity and passion to set marks never dreamed of before.

Ideal Companies: Morgan Stanley, Merrill Lynch, Start up Pharmaceutical Companies

Tags for this Online Resume: Leader, enthusiasm, detail, coaching, FDA, DEA, Pharmaceuticals, Doctors, Negotiation

Staff Accountant - 0 years of experience Customer Service/Sales - 16 years

I am a Masters of Accounting with 16 years in customer service, sales, staffing, training, telemarketing, and more. I also have a Bachelor in Finance. I am currently looking for a position in which I can start my career in accounting or brokerage services. I do not currently have licenses in either of these areas, but would like to be a licensed professional with CPA or Series 63, 6, or 7.

Featured Profile

Professional Salesperson real game changer

I'm looking for a company that is progressive in thier views of thier employees. A company that changes with the times. I believe change is a positive force in the universe. A company that has developed a product that I can be passionate about selling.

Ideal Companies: Comcast

Tags for this Online Resume: Sales professional, public speaker, customer service professional, Marketing consultant, Marketing Rep

Featured Profile

VP Sales and Operations Insurance Carrier and Field Expereince

With over 25 years of experience in the insurance industry and extensive knowledge of the financial institution, broker dealer and independent agent marketplace, I have a unique blend of operations and sales skills which allows me to understand both sides of the equation. I was able to obtain these skills through my years of service in the home office of an insurance company and my responsibilities for the sales and operat...

Ideal Companies: Genworth, New York Life, Prudential, Allstate, Statefarm

Tags for this Online Resume: Key Account Management, Sales Management, Operations, New Business Development, Senior Vice President, Insurance

Licensed Relationship Manager - 2 years Experience

I'm a Financial professional who has their FINRA Series 6 and Series 63 Licenses. I have experience dealing with investment products, credit products, and managing portfolios. I am looking for a new career opportunity in which I can exemplify my skill set.

Tags for this Online Resume: Financial Analysis, Credit Analysis , Business Managment, Financial Planning, Equity Research, Financial Consulting

Featured Profile

Retail Investment Branch manager- Highly Licensed- 10 Years Experience

I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.

Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.

Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations

Featured Profile

Operations and Sales Executive Director

My desire is to work in a venue where my talents, skills, and experience will have a positive impact on the total success of the organization. As a creative thinker, work does not stop when the day is over, but ideas are continually refined until the answer is found. Having applied that process to a variety of management and sales experiences, I have been well prepared to operate in situations requiring diverse experience ...

Ideal Companies: Alcoa, HP, Google, Edward Jones

Tags for this Online Resume: General Manager, Regional Sales Manager, Team bulding, project manager, Vice President, Product design team, director, strategic planner, contract negotiations, sales training, Small Business Owner, Self-employed

Featured Profile

Experienced financial advisor and trust and estates attorney

I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.

Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike

Tags for this Online Resume: Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65

Compliance Supervisor

Pacific Pearl Group - West Palm Beach FL Chief Compliance Officer - 2012,2013 Self Employed - Trader November 2011 - August 2012 Traded equities and execute various options strategies utilizing research and stock market trends to self sustain my income Kane Reid Securities dba TradeKing, Fort Lauderdale, Florida February 2007- January 2011 Supervisor of Compliance and Customer Identification Responsible for the superv...

Administrative Services Manager

Tags for this Online Resume: Series 6, Series 63, Series 26, time management, managed others, organized

Advertising Sales Agent

Tags for this Online Resume: Series 6, Series 63, CLU in process, Sales, Management, Consulting

Featured Profile

Innovative Leader in Financial & Sales Management

To obtain a financial analysis or financial management position fully engaging my strong analytical and quality management skills with opportunities to provide key details in increasing revenue, reducing expenses, strengthening controls, and presenting performance reviews to understand trends and drive sales thoroughly.

Ideal Companies: Morgan Stanley, Citigroup, Wells Fargo, Robert Half, PNC, Santander, Bank of America, Bloomingdales, Fisher Investments, Allstate, Geico, Goldman Sachs, American Express, GE Capital, T. Rowe Price, Susquehanna International Group, The World Bank, MasterCard, Visa, ING Direct, Standard Chartered Bank, Fidelity Investments, PwC, Capital One

Tags for this Online Resume: Revenue, Expenses, Controls, Customer Service, Business Planning, Leadership Development, Financial Management, Sales, Financial Consultancy, Sales Financial Coaching, Banking Project Management, Customer Satisfaction Scores, Improving Levels of Daily Banking Activities, Series 6, Series 63, Life and Health, Profiling and Discovery