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Online Resumes with "broker dealer "



Senior Examiner - Broker Dealer financial experience

Seeking for a career with growth prospectives.

Tags for this Online Resume: FINRA, SEC, NYSE, balance sheet, self starter, fast learner

Elementary Education Teacher

Elementary Education Teacher prefer 3rd or forth grade

Tags for this Online Resume: Elementary Education Teacher

Payroll Representative

Great worker, highly motivated, great communicator, attention to detail and excellent leadership shills

Ideal Companies: A reputable company

Tags for this Online Resume: payroll

Equity Trader with extensive background with Advent software.

Investment analyst with seven-plus years in fixed income, equity, derivatives, and private placement securities. Extensive experience executing trades, managing trade support, cash flows, compliance, reconciliation, and settlements. Excellent capability to automate tasks and improve manual workflows. Strong analytical ability with expertise dealing with internal and external clients.

Ideal Companies: Ideally small to mid size money managers in Chicago

Tags for this Online Resume: investment

seeking executive level position in investment banking, capital markets or broker dealers commiserate with my experience and education

vp or manager in top tier bank

Ideal Companies: jp morgan, morgan stanley, rbc, rbs, hsbc, bnp paribas,

Tags for this Online Resume: investment banking, capital markets, operations, trade settlement, prime brokerage, product control, operations control, vp, manager, controller, bank officer

My skills at multi-tasking allow me to do the work of two people in one day!

Strong experience in the capital markets, with emphasis on municipal bond trading.

Ideal Companies: Broker/dealers, money management firms, banks.

Tags for this Online Resume: municipal bond trading, portfolio management, securities trading, operations, asset management, back office

Financial Services - Sales & Relationship Management

Results-driven sales professional with strong analytical and relationship building skills. Also have excellent territory management skills, organizational capabilities, and a strong team player.

Ideal Companies: Fidelity, MFS, Eaton Vance, State Street

Tags for this Online Resume: Consultative Sales, Relationship Sales, Relationship Management, Product Development and Launch, Account Management, Territory Management, Market Research and Analysis, Practice Management Best Practices

Regional Director - Financial Services Wholesaler

Annuity, life insurance, LTC wholesaler to broker dealers and insurance agencies.

Broker/Dealer, RIA Compliance Officer

Achieve a career in the Financial Services Industry.

Tags for this Online Resume: Broker Dealer Chief Compliance Officer, RIA Compliance Officer, Operations Manager

Chief Compliance Officer - 22 Years Experience with SEC (12) and then private (10)

Utilize skills obtained during my career in banking, transfer agency, and broker-dealers.

Operations Manager with history of providing change through work efficiency

A place where I can utilize my skill sets and job experience of over 20 years to assure they reach their firm objectives with innovative management and contributions.

Ideal Companies: Broker Dealers, Banks and Investment Firms

Experienced Professional

Highly motivated individual with great work ethic.

Ideal Companies: n/a

Tags for this Online Resume: Administrative, Operations Development, Compensation