seeking executive level position in investment banking, capital markets or broker dealers commiserate with my experience and education

Industry:	Management & Business
Occupation:	Supervisor
Ideal Companies:	jp morgan, morgan stanley, rbc, rbs, hsbc, bnp paribas,
Education level:	Bachelor
Will Relocate:	Yes
Location:	Jacksonville, FL

8/2006 - Present

(private)

Manager

• · Responsible for all Fixed Income Payments and Receipts of wire transfers using BONY GSCX and ACS Funds – APPIX. · Responsible for all Payments of Equity wire transfers using BONY Cash Register Plus and GEPS Payment Blotter. · Execute upload, input, verification and release of all Futures wire transfers using JP Morgan Access and Harris Bank Directline. · Resolve outstanding breaks on the Fixed Income Reconciliation, Equity Reconciliation and Foreign Currency Reconciliation by investigating and resolving Nostro/Depot breaks using GEAC Smartstream, ADP, On Demand, ICI, E-Spear and Task Manager. · Responsible for daily statistical volume of payables and receivables on the Equity, Fixed Income and Futures groups. · Perform end of day balancing on nostro positions for 6 business entities.

12/2005 - 8/2008

National Australia Bank – Treasury Operations Group

Contractor / Freelance

• · Settlement of Treasury repo’s and cash trades using BONY GSCX. · Receive and payout funds for GSCC and BONY using MINT with appropriate journal entries in ADP. · Perform position reconciliation between GSCC, ADP, ICI, Bloomberg and BONY.

4/2004 - 7/2005

R.W. Pressprich & Co. – Operations Group

Individual Contributor

• · Ensure timely settlement of trades by resolving trade problems including fails, dk’s, factor updates, price, interest, and cusip issues on Mortgage, Agency, Corporate, High Yield and Treasury bonds as well as Equities using Bear Stearns ADP and GRBS interfaces for DTC, Fed Wire and Euroclear. · Reconcile daily trade report between Bloomberg Trade Order Management System and Bear Stearns ADP clearing system. · Input trades into Bloomberg TOMS, compare trades and set up Institutional DVP/RVP accounts.

9/2003 - 4/2004

CITI Group Smith Barney – MBS Product Control Group

Contractor / Freelance

• · Calculate spread change and input end of day MBS prices. · Provide inventory analysis on Duration. · Reconcile agency, non-agency and stock record break reports.

9/2001 - 9/2001

Hunter College – Accounting Department

Self-Employed

• Student

6/2001 - 11/2001

HSBC Bank USA - Euroclear Reconciliation and Settlement Group

Contractor / Freelance

• · Reconcile Euroclear positions between front office trading system and back office G/L on repo’s, options, bonds and cd’s. · Reconcile offshore bank G/L accounts and aged, unsettled Euroclear trades.

1/2001 - 3/2001

JP Morgan Chase – Portfolio Surveillance Group

Contractor / Freelance

• · Produced equity and bond portfolio surveillance reports. · Wrote Access macros to generate portfolio reports from the Bloomberg API interface.

5/2000 - 11/2000

ESI-BNY & Co. – Operations Group

Contractor / Freelance

• · Research aged equity fails in DTC and forward research to the settlement group.

7/1997 - 5/2000

Banque Paribas – Operations Control Group

Individual Contributor

• · Daily, monthly, quarterly and annual assessment of operations risk and efficiencies through the issuance of operations control flash reports - which monitor and provide graphic, variance and trend analysis on securities that can cause financial and financial risk to the firm. Items that can cause risk to brokerage operations are analyzed and solutions are recommended via management summaries. · Establishing procedures and controls for the operations group. Conduct quarterly operational audits.

8/1995 - 7/1997

Generic Trading Inc. – Accounting Group

Individual Contributor

• · Daily production of P&L statements via Clearance Accounting Reports. · Perform daily cash reconciliation of firm capital position and posting to the GL. · Prepare daily Revenue Report and monthly Income Statements, Statement of Operations and Balance Sheets for the firm and 8 branch offices.

4/1992 - 6/1995

A.T. Brod & Co. - Trading Group

Individual Contributor

• · Input trades including Listed, OTC, Instinet and SOES trades, compare trades with counter parties and take reports from the trading floor · Perform daily trade reconciliation of firm position, record trades and forward firm's trade blotters to contra brokers.

2002

Bachelor Degree

Hunter College

• Accounting

1993

Master Degree

Hunter College

• Economics/Computer Science

Skill	Rating
Access
Excel (Pivot Tables, VLookup, HLookup)
Word
Macola
ILX
Bloomberg API and TOMS
StoreQM
Gloss
, Broadridge –ICI (OIRG, ROIG, OIE, JME, JREG, FREG, TREG)
BONY-GSCX
ACS Funds – APPIX
GEPS Payment Blotter
E-Spear
Task Manager
GEAC Smartstream
On Demand
JP Morgan Access
Harris Bank – Directline
MINT
Oscar

investment banking, capital markets, operations, trade settlement, prime brokerage, product control, operations control, vp, manager, controller, bank officer