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Online Resumes with "branch compliance"
PMP Certified Project Manager
Multi talented business professional with superb leadership and communication skills. Hard working, honest, and dedicated.
Ideal Companies: CB Richard Ellis, Honda, Coca-Cola, Kellogg
Tags for this Online Resume: Management
The Martha Stewart of Receptionists
Dedicated receptionist professional with exceptional interpersonal skills. Reliable,loyal, dependable
Ideal Companies: city of adelanto, wells fargo, citibank, non profit organization
Tags for this Online Resume: customer service, accounts receivable, office clerk
Compliance Manager
Tags for this Online Resume: Compliance, Series 7, Investment Advisory, Managed Money, Series 65, Advisor, Branch Compliance
Compliance Manager for the finanancial services
Tags for this Online Resume: compliance, Manager, Sales and Trading, fixed Income specialist, Financial Services, branch compliance
Looking for a career to help business reach their goals
Looking to utilize existing experience to further my career where I can help employer and customers to reach their goals.
Ideal Companies: Any
Tags for this Online Resume: Customer Service, Retail, Banking, Business Development, Nashville
Financial Services - Branch Manager, Compliance Manager - 20 years Experience
I'm a Financial Services Manager, Branch Compliance Manager with over 20 years experience.
Retail Investment Branch manager- Highly Licensed- 10 Years Experience
I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.
Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.
Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations
Financial Advisor
Investment advisor/bank branch manager with more than 20 years of experience planning, developing and implementing financial solutions for clients. An accomplished financial advisor with a bachelor degree in economics and a broad-based diverse background in financial industry products.
Ideal Companies: Financial institutions are my background but I am willing to work in management at any industrial, manufacturing, energy or any large corporations. I am really interested in a geographical area more than a certain company to work for.
Tags for this Online Resume: Sales, Management, Financial products, Investment Licenses, Risk Management, Financial Solutions, Investment Advisor, Compliance, Analysis, Florida, North Carolina, South Carolina, Business, Economics, Finance
Branch Operations Manager - Financial Services Industry
Experienced branch operations manager and broker sales assistant with goal to provide top level support and assistance to financial advisors for growing firm’s revenues and assets under management while establishing the firm as the firm of choice for all their clients’ needs.
Tags for this Online Resume: Financial Services, Branch Operations Manager, Series 7 and 63, Branch Compliance Officer, Broker-Dealer, Registered Client Service Associate
Financial Manager - 17 Years of Experience - Near N6G5R
Customer-focused leader with 18+ years of experience in the banking industry. Articulate communicator skilled in strengthening relationships with business partners, peers, and senior leadership. Proven mentor and trainer of multidisciplinary teams and able to enhance peer’s professional development skills to aggressively spearhead progression. • Customer Service • Risk Management • Product Knowledge • Leadership • Sch...
Tags for this Online Resume: banking, financia
Financial Specialist - 20 Years of Experience - Near V2S2
Branch Manager- Banking & Finance (Retail & Commercial) Financial Planner Loans and Mortgages (Retail & Commercial)
Tags for this Online Resume: B.A(Corporate Secretaryship), Personal Financial Planner , Branch Compliance Officer , Personal Financial Counselor , Investment Funds in Canada , B.B.A
Senior Account/Sales Manager
A retail department manager, experienced in sales/facilities management, training, customer service, and a sales professional with extensive experience in consultative sales in a variety of settings. Effective at working to improve levels of customer satisfaction, productivity, sales growth, and achievement of performance objectives. Background includes a Bachelor of Arts in Education with several years teaching experienc...
Ideal Companies: Automotive Sales/Service Companies/Dealerships, Retail department/Specialty Stores, Staffing Companies, Banking,
Tags for this Online Resume: Manager, Service Manager, Sales Manager, Automotive, Retail, Banking, Operations Manager, Account Management, General Manager
