CV, Curriculum Vitae and Online Resumes Search

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Online Resumes with "Series 7 "

Financial Manager, Branch or Department - 20 Years of Experience - Near 32708

A management professional with extensive experience and strong business background developed through managing staff in various financial positions. A visionary with the ability to serve as a catalyst for profitable and orderly workforce change having excellent organizational and administrative skills necessary to function effectively in any business environment. Solution oriented with an eye toward increased productivity ...

Securities Financial Services Compliance Specialist

LORI KRAMER 17870 Co Rd 34 Norwood/Young America, MN Thank you for reviewing my attached resume which will provide you with a synopsis of my extensive experience in the Securities Industry. Most specifically in the Compliance area, but also in sales/audit & operations, which I believe is an asset when working with registered representatives. As you will see I currently hold the following licenses: NASD Series 7, 24, 51,...

Tags for this Online Resume: Financial Svs, Compliance, FS Auditing, FSvs licensed, Suitability Monitoring, Extensive FSvs knowledge, Former Sales exp, Complaint reviewer

fixed income trader - Los Angeles - 6 years experience, licensed

Intelligent, enthusiastic and multi-talented professional, with passion for obtaining further knowledge and experience in portfolio management and investment industry. 8 years of diverse experience in finance, 6 years of portfolio management and trading related experience. MS in mathematics, Level 3 CFA candidate, Series 7 and 66 licensed.

Tags for this Online Resume: fixed income, trader, muni, bonds, portfolio management, analyst, cfa, los angeles

RN Educator/Trainor/instructor

I am very much goal oriented and need virtually no supervision. I am detail oriented as well as a person able to establish trusting relationships and get along with just about anyone. I enjoy a challenge and changing environments. I am a RN BSN and also received my Series 7,63 Stockbroker's license and worked as a Stockbroker in NYC. I am in MENSA because I took the LSAT test and scored in the top 2% of all who had taken th...

Financial Manager - 10 Years of Experience - Near 07670

MBA graduate and investment banker with experience in wealth management, retirement planning and educational funding for high net worth individuals. Experience with annuities, mortgages, equities, and asset liability management.

Tags for this Online Resume: series 7, series 63 , life insurance license NY, Health insurance license NY, life insurance license NJ, health insurance License NJ, Insurance, Health Insurance, Long Term Care, Real Estate, Series 63, Series 7, Asset Backed Securities, Asset Management

Financial Advisor - 20 Years of Experience - Near 10463

PROFILE Savvy and skilled financial advisor and insurance agent with over 23 years of experience who provides comprehensive wealth management, investment, and retirement services to individuals, families, and corporate clients. Experienced in alternative investments, fundamental and technical analysis, and risk management using option hedging strategies.

Tags for this Online Resume: Financial Advisor, Series 24, Series 7, Life and Health Insurance, Branch Manager, New York City, Series 65, Alternative Investments, Accounting, Budgeting, Insurance, Bonds, Mutual Funds, Equity, Management, Financial

Managing Director - 20 Years of Experience - Near 21212

Experienced Institutional Equity Sales Trader with long standing relationships among top tier asset managers, state pensions, hedge funds and corporations. Proven skills at finding answers, identifying solutions, and executing the desired plan that preempts broader market reaction. Accomplished at monitoring policies and procedures and implementing changes that fulfill management philosophies and customer investment objecti...

Tags for this Online Resume: senior sales trader, institutional sales trading, Risk Management, Capital Markets, Series 7, Series 55, Series 63

MANAGEMENT Process Improvement │ Risk Management & Loss Prevention │ Business Growth & Development Client Relationship Management │ Motivational Training & Team Leadership │ Client Protection & Satisfacti

Industrious, proactive professional with 14 years of expertise in the insurance industry in the areas of team leadership, plan management, business development, account management, underwriting, claims adjustment, and accounting. Strong background working with financial institution clients, and knowledge of trends and developments in the financial and insurance industries. Establish strategies and partnerships that minimize...

Tags for this Online Resume: NJ PC license , NJ A, Series 7 , Insurance, Risk Analysis , SOX / Regulatory Compliance , Underwriting Audit Processes , Marketing

Financial Analyst - 3 Years of Experience - Near 80204

QUALIFICATIONS M i c r o s o f t O ff i c e ( E x c e l Wo r d P o w e r P o i n t O u t l o o k ) F i n a n c i a l M o d e l i n g Va l u a t i o n D a t a A n a l y s i s Series 7, 63, 86 & 87 F a c t S e t We b C o n t e n t E x t r a c t o r

Tags for this Online Resume: Management, Balance, Balance Sheet, Business Analysis, Construct (App Dev Tool), Equity, Financial, Financial Models

Credit and Wealth Management Executive with 20+ years experience in complex credit/ lending structuring, business development and wealth management.

Best fit would be in the banking sector of a wealth management organization considering I am Series 7,66 licensed, structuring complex tailored lending deals.

Tags for this Online Resume: New Business Development, Credit Risk Mitigation, Financial Analysis, Philadelphia, Commercial credit underwriting, leadership skills, negotiation skills, mentoring/coaching experience, cross/selling skills, Business Development