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Online Resumes with "institutional sales trading"

Account Executive, Sales Mananager Series 8#, 24#, Retail Trader

Accounting & Finance Resumes - Accountant Resumes - New York, NY

Banking & Brokerage Institutional Sales or Trading

Tags for this Online Resume: Institutional Sales, Institutional Trading, Compliance

Featured Profile

Retail Investment Branch manager- Highly Licensed- 10 Years Experience

Accounting & Finance Resumes - Financial Manager, Branch or Department Resumes - Linden, NJ

I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.

Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.

Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations

Managing Director - 20 Years of Experience - Near 21212

Management & Business Resumes - Managing Director Resumes - Baltimore, MD

Experienced Institutional Equity Sales Trader with long standing relationships among top tier asset managers, state pensions, hedge funds and corporations. Proven skills at finding answers, identifying solutions, and executing the desired plan that preempts broader market reaction. Accomplished at monitoring policies and procedures and implementing changes that fulfill management philosophies and customer investment objecti...

Tags for this Online Resume: senior sales trader, institutional sales trading, Risk Management, Capital Markets, Series 7, Series 55, Series 63