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Were you looking for Securities-Regulation job results?
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Online Resumes with "Securities Regulation"
Creative and Tenatious
Results-driven executive, with over 25 years experience in Freight Forwarding and Air Cargo Handling.
Ideal Companies: Industrial Arts
Tags for this Online Resume: General Manager
Featured Profile
Retail Investment Branch manager- Highly Licensed- 10 Years Experience
I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.
Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.
Tags for this Online Resume:
Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations
Juris Doctor -3+ years Legal Experience - Seeking Opportunities in San Diego, San Francisco, NY, and DC
V
Tags for this Online Resume:
Labor and Employment, Business Litigation, Conflict Resolution, Alternative Dispute Resolution, Public Policy and Advocacy, Securities Regulation
Chief Security Officer - 20 Years of Experience - Near 37205
Senior technology leader offering a wealth of experience in health care IT, information security, leadership, strategic planning and process engineering/improvement. Strategist with repeated success developing long-term roadmaps, developing and implementing critical Information Security infrastructures, applications, policies, standards and procedures. Business-savvy IT leader with a broad range of experience from applica...
Tags for this Online Resume:
Security, INFOSEC, CISO, CSO, Healthcare, HIPAA, Meaningful Use, Leadership
Convention Services/Events Staff - 20 Years of Experience - Near 20012
SUMMARY OF QUALIFICATIONS
Government Clearance (Secret)
I am a committed and reliable security professional with more than 10 years’ experience in surveillance, criminal investigation, interviewing witnesses, patrolling, vehicle traffic control, crime prevention, providing public security services during emergency incidents and enforcing state laws and safety/security regulations. Heavy Equipment, Forklift Operator, Crane O...
Tags for this Online Resume:
Event Planning, Cookoing, Djing
Executive Human Resources Consultant
Innovative problem solver with extensive experience in human resources, staffing, management, finance, transactions, banking and securities regulation, substance abuse prevention, intervention, and treatment, fraud prevention, corporate administrative and criminal defense, & investigations. Extensive healthcare experience, including the evaluation of claims (workers compensation, Medical and Medicare). Works well in both ...
Tags for this Online Resume:
San Diego, HR, Recruiter, Management, Document Control, Freelance Writer, Editor, Consultant
Program Manager - 4 Years of Experience - Near 19153
7+ years experience in project management and new product development and implementation, research and analysis healthcare legislative policy and regulation, Affordable Care Act (ACA), Medicare operational compliance. Innovative and collaborative though leader with the ability to build and maintain strong relationships
5+ years experience in academia as Teaching/Research Assistant for a tenured faculty member at the ...
Tags for this Online Resume:
Project Management, Product Implementation, C/C , Java, Compliance, Regulatory Research, Strategy Analysis
Lawyer - 11 Years of Experience - Near 75207
Applicant, a former graduate of the University of San Diego School of Law, and current member of the New York state bar, offers decade(s) of legal experience, ranging from high-level-insurance litigation to entry-level document review.
Tags for this Online Resume:
Class Action Security's Litigation, Document Review, Document Producion, Document Automations, Estate Planning, Trusts and Will's, Corporate Formation, Security's Regulations and Private Equity Issuances
Featured Profile
Quality Manager - 20 Years of Experience - Near 34952
Experienced project engineer and nuclear audit professional with proven track record in developing and restructuring successful programs to ensure safety, reliability and economy in nuclear facility operations. Expert in improving and delivering safeguard training programs. Outstanding knowledge of security regulations and safety security interface. Extremely strong leadership skills, with excellent outreach and communicati...
Tags for this Online Resume:
Quality assurance, Nuclear Security , Corrective action, Regulatory compliance, Root cause, Procedure , Regulator interface, Quality auditing
Nuclear Security & Safety supervisor/manager/director
SENIOR LEVEL SECURITY PROFESSIONAL
INDUSTRIAL AND NUCLEAR SITE SECURITY / STAFF LEADERSHIP / LOGISTICS AND SCHEDULE MANAGEMENT
Seasoned, experienced and detail-oriented Senior Level Security Professional with an in-depth understanding of security personnel leadership & training, and both physical & asset protection strategies with a focus on nuclear site security at a dual unit nuclear power plant. Adaptable, bold-thinker...
Tags for this Online Resume:
industrial safety, nuclear security, physical and asset protection
Result-driven professional with a solid background in the help desk environment.
Seeking a growing technical environment that will be able to utilize my experience as well as enhancing my technical knowledge further.
Tags for this Online Resume:
help desk, customer service, Remedy, Intelink, intelligence, top secret clearance, Passport, network
Retail Investment Branch manager- Highly Licensed- 10 Years Experience
I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.
Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.
Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations
Quality Manager - 20 Years of Experience - Near 34952
Experienced project engineer and nuclear audit professional with proven track record in developing and restructuring successful programs to ensure safety, reliability and economy in nuclear facility operations. Expert in improving and delivering safeguard training programs. Outstanding knowledge of security regulations and safety security interface. Extremely strong leadership skills, with excellent outreach and communicati...
Tags for this Online Resume: Quality assurance, Nuclear Security , Corrective action, Regulatory compliance, Root cause, Procedure , Regulator interface, Quality auditing
