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Online Resumes with "Securities Regulation"



Adjudicator

Detail oriented, analytical, leadership minded, and business driven attorney with experience in securities litigation, securities regulation, and legal and compliance. Experience includes structured finance securities, securities class actions, FINRA arbitrations, fixed income securitization analysis, brokerage account analysis, GAAP and Sarbanes-Oxley compliance, corporate governance, staff and paralegal management, and a...

Tags for this Online Resume: Associate, Legal and Compliance, Analyst

Merchandiser - 0 Years of Experience

SUMMARY * Results-driven Senior Release, Change, and Deployment Manager, and including Disaster Recovery / Business Continuity with over 20 years of experience in completing projects for multiple large-scale projects in mixed-platform operating environments, including Legacy Mainframe, Microsoft OS and server, x 86 architecture, UNIX, LINUX, and Middleware system's operation platform deployments. * E-commerce and online mar...

Tags for this Online Resume: Web, Web Services, Legacy, Mainframe Computer, Project Management, Project Manager, Rational, Rational Unified Process, RUP, Serena ChangeMan

Featured Profile

Team-focused, entrepreneurial lawyer-business person

To bring my passion for products that are market-tested and human-centered to a team focused on achieving goals that are only achievable through peak performance.

Ideal Companies: Climber.com, Reebok, Biogen, Novartis, Life sciences companies, software companies

Tags for this Online Resume: Advertising, Drafting, Equity, Licensing, Capital markets, Acquisitions, apparel, Consumer Products, Management, Mergers

Featured Profile

Senior Vice President, Operations - 25 Years of Experience - Near 80015

Talented, motivated, and analytical Business Executive with management, employee supervision, and 25 years of leadership experience. Monitor and evaluate management information and key performance indicators to drive service delivery improvements. Maintain effective working relationships with C-Suite, co-workers, and clients. Actively grow a professional and affiliate network in the community. Work with the providers and cl...

Tags for this Online Resume: Management, Policies and Procedures, Security, Complaints, Risk Management, Benefits, Compensation, Health Insurance Portability And Accountability Act, HR, Human Resources, Salesforce, Tableau

Lawyer

Tags for this Online Resume: Documentation, Banking Industry, Due Diligence, Equity, Investment Banking, SEC, Securities and Exchange Commission (SEC), Venture Capital, Securities, Procurement