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Online Resumes with "Securities Principal"



Securities Principal

Ideal Companies: Merrill Lynch, Nationwide, Oppenheimer, Waddell & Reed

Tags for this Online Resume: series 6, series 26, series 63, series 51, NASD, mutual funds, 403b, IRA, retirement plans, 529 plans

Creative and Effective Entrepreneur and Innovator with Significant Corporate experience

successful, results oriented, entrepreneurial, real world experience and advanced credentials managing startups and fixing distressed subsidiaries, diversified job experience, high level management

General Agent

To bring a positive mindset enabling growth, effeciency, and profitability.

Tags for this Online Resume: General Agent, Financial Planner, Principal, General Securities Principal, Agent, Manager

Securities Principal Series 24

financially motivated, friendly, ethical, superb problem solver, good at delegation

Ideal Companies: financial services, finance department alternative energies

Featured Profile

Featured Profile

Featured Profile

Enterprise Data Architect -12 yr, DW - 25 yr, Mgr - 10.5 yr, Boston

Enterprise data architect will create, expand, fast-forward your Master Data/data management practice in healthcare or financial organization and move you to higher maturity of processes, updated technology, improved productivity and reduced total cost of the services you provide.

Ideal Companies: health-related or finance-related, which are starting/expanding Master Data Management/Data Quality/Data Integration centers of excellence

Tags for this Online Resume: Data Governance, Master Data Management, Data Architect, Erwin, Embarcadero, SQL, Oracle, Teradata, SQL SERVER, OLAP, Hyperion DRM/Planning Plus, UNIX, PL/SQL, T-SQL, MDX, SAP, ORACLE EBS, Data Quality, Metadata, Columnar DB, Business Process Optimization, XML, Columnar DBs

Financial Specialist - 5 Years of Experience - Near 94121

Tags for this Online Resume: Trading, Securities Principal, Compliance, Operations, Customer Service, Sales

Program Manager - 11 Years of Experience - Near 07643

Digital Project Manager with in depth expertise with digital marketing, enterprise enablement, and website development projects in the insurance and financial services industry. Expertise in Agile (Scrum, Kanban) and Waterfall project management methodologies in order to produce high quality deliverables. Areas of expertise include issues management, risk management, requirements documentation, conflict resolution, regul...

Tags for this Online Resume: PMP, Project Manager, Series 24, CSM, digital, marketing, Scrum, Financial Services

Network Security Engineer - 19 Years of Experience - Near 32779

HIGHLIGHTS OF QUALIFICATIONS * Solutions-oriented IT Security Specialist with notable success directing a broad range of corporate IT initiatives while participating in planning and implementation of information- security solutions in direct support of business objectives * Track record of increasing responsibility in secure network design, systems analysis and development, and full lifecycle project management * Demonstrat...

Tags for this Online Resume: Firewall, Security, Architect, Benefits, Distribution, Gateway, Management, Network Security, Networking, Information Security

Database Administrator - 7 Years of Experience - Near 20866

Summary * 7+ years of experience in Relational Database Administration (RDBMS), Design Development and Support of MS SQL Server 2014/2012/2008R2/2008/2005 in Production, Test, Development and Cluster Server Environments. * 7+ Experience in MS SQL Server Installation, Configuration, Upgrading of Microsoft SQL Server 2012/2008R2/2008/2005. * Extensive experience of performing all database servers are backed up in a way that m...

Tags for this Online Resume: Microsoft SQL Server, Security, Servers, Structured Query Language, Database, Database Administration, RDBMS, Relational Database, SQL Server 2005, Stored Procedures

Sales Manager - 17 Years of Experience - Near 33410

"richard.charette@live.com" FA production growth of 45.16%. Ranked #1 in the region and #3 in the country for year over year growth 2007. Growth of total production from $6mm to $10mm in two years. 2005 profitability growth of $541,000 or 66% year over year. Increased Average FA production from 93,476.22 to 285,000.00 in 18 months. Increased average advisors recurring revenue from 26% to 49%. * Visionary, Strategy Execution...

Tags for this Online Resume: Management, Financial, Legacy, Wealth Management, Financial Services, Services, Change Management, Commodities, Due Diligence, Futures