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Online Resumes with "SERIES 7"
Financial Services Sales Agent - 15 Years of Experience - Near 60142
Core Competencies: With 15 Years External Wholesaling for 3 firms, I speacialize in the Independant and Banking Channel and have focused on the 28 partner firms aligned with Ameriprise Financial Advisors. Deep relationships with top 1% AMerprise Private Wealth Advisors accross the US. Time managment skills and business planning abilities to cover 10 states to a National Footprint. Uniques abilites on both sides: The "...
Tags for this Online Resume: SMA, Securities, Management, Wholesaler, Fiancial Products, account manager
Advertising Sales Agent - 7 Years of Experience - Near 77070
Accomplished sales and marketing professional with extensive experience building and managing high performance teams in securing profitable business agreements with B2C and B2B companies. A team builder with a collaborative style that fosters participation and development of the most effective workable solutions.
Tags for this Online Resume: Call Center, Cold Calling, digital marketing, digital advertising, Sales trainer, sales training, Product trainer, adwords certified, top producer, award winning sales executive, Houston, Microsoft Office Suite
Sales, marketing, management and underwriting of financial services and products
Tags for this Online Resume: Training, Underwriter, Data Processing, Health Insurance, Insurance, Management, Series 6, Series 63, Series 7
PM - BA - UATCoordinator
QUALIFICATIONS: * IT and Operations Professional with significant expertise in all facets of project management, project life cycle, business analysis, UAT coordination and release management within financial markets. * Highly adept in stock records, accounting, income collection, settlements, clearance proofs, client onboarding and technical responsibilities. * Comprehensive background in information technology and back-of...
Tags for this Online Resume: Information Technology, Commodities, Custody, Derivatives, Equities, Integrate, SEC, Securities, Securities and Exchange Commission (SEC), agile
Sales Representative - 20 Years of Experience - Near 60515
I with generating enough new business that I was awarded Partner for my contributions to the profits of the Chicago office. I trained 12 personnel to achieve higher grades of employment with solid understanding of compliance regulations. sold my company to Raymond James & Company and became the office manager in Chicago managing 15 employees. Along with optimizing profits and controlling P & L. and compliance regulations. 1...
Tags for this Online Resume: Derivatives, Benefits, P&L, High Net Worth, Series 63, Series 7, sales, outside sales, business development, sales representative, inside sales, account executive, account manager, compliance, regulatory, derivative execution, problem solving, customer service
Tax Preparer - 18 Years of Experience - Near 48173
Career Summary Having a career in purchasing/program management, provided an environment to analyze customer/company needs and developing solutions resulting in accomplishments toward meeting company goals including strategic sourcing and business practices
Tags for this Online Resume: Management, Program Management, Networking, Public Relations, Financial, Insurance, Planning, Reviews, Series 7, Automotive
Sales Representative - 20 Years of Experience - Oklahoma City Area
SUMMARY OF QUALIFICATIONS A variety of meaningful experience and successful achievement in sales and promotion, investments, management, operations, customer service, planning and organizing. People oriented and self-starter. 713-659-7500 (OK to contact), Arkansas, Kansas, Missouri, and West Texas. I travelled the territory personally meeting with prospects and appraising their equipment for the value it would bring in our ...
Tags for this Online Resume: outside sales, sales representative, account manager, sales, account executive
Executive Director
SUMMARY Senior Business Management Executive with extensive financial service and consulting background. Proven track record enhancing business models, implementing policies and procedures to mitigate risk and leveraging operating efficiencies. Experience in operations, project management, client service and sales support. Strong leadership qualities and ability to foster teamwork across lines of business. Business process ...
Tags for this Online Resume: Business Development, Aml (Macro Lang), Customer Relationship Management, KYC, Private Client, Retail, Series 7, Audit, Consulting, Infrastructure
Chief Financial Officer - 20 Years of Experience - Near 90277
PROFILE Seasoned CFO/COO with early stage experience in Investment Management, Broker Dealers, Fulfillment, B to C Services (e-commerce, call centers and marketing) and start-up telecom & technology companies. Successfully raised capital within the investment management, telecommunications, technology and financial services industries. SEC & FINRA CCO experience with several audits overseen. Broad experience in management, ...
Tags for this Online Resume: A SERIES, Banking Industry, CFO, Compliance, Due Diligence, Financial Industry, Focus, Forecast, Investment Banking, Management, finance, excel, budgeting, management, FINRA, FINOP, capital raising, M&A, accounting, investment management, SEC, Operations, Business Development
Executive Director - 20 Years of Experience - Near 73501
Find a job that can use my extensive experience and education
Tags for this Online Resume: Insurance, Securities, Series 7
Not Listed - 20 Years of Experience - Near 60540
PROFESSIONAL SUMMARY Detail oriented securities professional with experience in financial markets, sales, trading, operations and compliance in a broker dealer environment. Seasoned professional with experience in bond trading and working with institutional, high net worth and retail clients in providing customized portfolios to meet each client's financial goals.
Tags for this Online Resume: High Net Worth, Sales, Bonds, Financial, Retail, Compliance, Fixed Income, Government, Problem Solving, Securities, stocks, finra series 7, finra series 63, finra series 65, muni trading
Financial Specialist - 20 Years of Experience - Near 98402
Qualifications CPA - Inactive B.A. Accounting & Finance 4 Years of Commercial Real Estate Lending Construction and Permanent Financing 10 years of applicable management level experience. Bank Controller for a $2.0 billion commercial bank in the northwest. Direct supervision of a 12 person team including GAAP accounting, financial reporting, budgeting & planning, financial analysis, asset/liability management, and profitabil...
Tags for this Online Resume: Consulting, Life Insurance, Management, Planning, Series 7, Wealth Management, Accounting, Budgeting, cpa, controller
