CV, Curriculum Vitae and Online Resumes Search

---

Online Resumes with "SERIES 7"

Lawyer - 20 Years of Experience - Near 10538

SUMMARY OF QUALIFICATIONS Proven Compliance and Regulatory Leader in the securities industry known for providing skillful legal guidance in securities compliance, regulatory, and legal issues. FINRA Series 7, 63 and 24 registered. Industry leading accomplishments include: * Founding co-chair of the Compliance and Risk Committee for the Securities Transfer Association.

Tags for this Online Resume: Compliance, Information Security, Management, Security, Audit, Drafting, Financial, Financial Services, Fixed Income, Legal

Personal Financial Advisor - 6 Years of Experience - Near 60202

Tags for this Online Resume: finance, excel, microsoft office, high net worth individuals, high net worth, analyst, organizational skills, communication, series 7, interpersonal skills, team, collaborative, multitasking, fast-paced environment, cfa, written communication, financial services, customer service, professionalism, investment, personal investment, portfolio

Sales Manager - 15 Years of Experience - Near 63303

Tags for this Online Resume: Sales, Series 7, Referrals, Cold Calling, Management, Sales Trainer, Sales Training, Training, Benefits, Coaching, sales, business development, sales representative, account executive, account manager, inside sales, outside sales, marketing

Financial Specialist - 20 Years of Experience - Near 34108

My career history spans over 23 of financial/trade operations, investment/client service experience with 13 years in Trust Administration. I focused on analyzing and providing solutions for a complex and high net worth client base while exceeding compliance requirements. I'm looking for a growing company that shares my focus of exceptional client service and excelling compliance regulations. In the past I passed and held S...

Tags for this Online Resume: Order Entry, Receivables, Support, Planning, Statistics, Consultative Sales, Management, Portfolio Management, finance, excel, Investment Associate, Trust Operations, Securities Trading

Chief Operating Officer

Professional Summary: Skilled in Medical Device Field, Mergers & Acquisitions, Start-ups, Healthcare Research, with strong communication (oral and written) skills -, multi-tasking, project-management skills, research writing, fund-raising presentations, plus other outstanding professional qualities. and * Spent over 10,000 hours in developing the company's prototype. * Implemented a pilot study at a Boston hospital for medi...

Tags for this Online Resume: Equity, Medical, Research, Clinical Research, Start-ups, Hedge Fund, Securities, Series 7, Investment Opportunities, Acquisitions, outside sales, business development, marketing, account executive, technical sales, management, sales

Customer Service Supervisor - 15 Years of Experience - Near 75082

PROFESSIONAL SUMMARY In August of 2015 I obtained my Texas Real Estate License and established a LLC for the purpose of pursuing Commercial Retail Properties. My duties will touch every part of the process from research and finding properties for sale, through management of the property, on to executing an exit from the property. After 20 plus great years in the Financial Services Industry I took advantage of an opportunity...

Tags for this Online Resume: Communications, Documentation, Annuity, Sales, Financial, Insurance, Series 4, Support, Email, Securities, sales, product demonstrator, brand ambassador, retail, compliance manager

Sales Manager - 13 Years of Experience - Near 15642

Tags for this Online Resume: Account Manager, Banking Industry, Clarify, Microsoft, Microsoft Office, Security, Structured Query Language, Series 63, Series 7, Business Development Manager, Channel Partner Manager

Manager - 10 Years of Experience - Near 89074

Tags for this Online Resume: Compensation, Complaints, Insurance, Life Insurance, Phoenix, PL/1, Series 7, Teller

Financial Operations - 13 years experience - New York

Processed client equity, Lepercq de Neuflize & Co.,and Tocqueville Asset Management, New York, NY * Opened, serviced, traded for and reconciled client accounts Oversaw SEC, NYSE, FINRA and Blue Sky compliance filings mutual fund bond and annuity transactions Administered daily operations strengthened client relationships and reconciled accounts Obtained Series 7 63 and 55 licenses . Worked on trade desk

Ideal Companies: Apple, Amazon, Miami Symphony

Tags for this Online Resume: Miami, FL, Management, Data Management, Bonds, Equities, Trading, Settlements, Compliance, International Sales, Hotel, Front Desk, Restaurant, customer service, driver, recruiter, financial, hotel industry, hotel, talent acquisition, South Florida, Fort Lauderdale, FL

MBA Candidate, Financial Advisor Trainee, Atlanta, GA

To become a chartered financial analyst and to obtain the series 6, series 7, and a series 63 licences in order to provide clients with intelligent, educated investment advice.

Vice President - 7 Years of Experience - Near 92649

COVER LETTER: Dear Sir/Madam, I would be honored to work at an esteemed investment banking practice or private equity firm catering primarily to the middle market. My name is Nickolas Lanza. I am Series 7, 66, 79 licensed and have seven years of transaction origination, processing, and execution experience in the lower middle market working at Plethora Businesses, a boutique investment banking firm in Orange County, CA. As ...

Tags for this Online Resume: Due Diligence, Valuations, Equity, Financial, Financial Modeling, Financial Statements, Forecasting, Management, Investment Banking, sales, manager

Financial Specialist - 7 Years of Experience - Near 07006

Tags for this Online Resume: Book of business, Health Insurance, Insurance, Investment Management, Management, MARC, Series 7, Financial, Financial Models, Forecast, finance, excel