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Online Resumes with "OSJ"
Experienced Compliance Manager/Officer - OSJ Assessments, FINRA regulations, Suitable sales
Seeking an opportunity to apply my vast experience and knowledge at a company with dedication to increasing suitable sales of financial products to their client base.
Tags for this Online Resume: Compliance, Financial Services, Brokerage, Series 24, FINRA, SEC
Insurance Compliance Administrative Manager
Manager or Director/VP level of influence and challenge requiring ten years of industry experience. Manage external strategic partners and collaborate with internal divisions. Requires Series 7 & 24 and L/H licenses. Home Office setting preferred with a continual learning environment. Base with bonus compensation and no travel.
Ideal Companies: Prudential, Waddell & Reed, Northwestern Mutual, Commerce Bank, VSR, NAIC,
Tags for this Online Resume: Insurance, Financial Services, Compliance, Variable Annuities, Manager, Regulatory, Investigation, Problem Solver, Research, Analysis, Documentation, Supervisory (OSJ)
Zealous and enthusiastic marketing/sales manager
A professional communicator, an intermediary, a creator of solutions with an awesome ability to unite people. A quick study works well independently with a true sense of order, responsibility and respect for authority. Takes pride in achievements, self-motivated yet thrives on “recognition” almost as much as monetarily. Enthusiastic, passionate, creative and dedicated whereby; promoting confidence and loyalty.
Ideal Companies: John Hancock, Principal, Citigroup, Fidelity, Paychex, American Century, Capital One, Edward Jones, AIG, Hartford and Nationwide
Branch Manager OSJ
OSJ/Registered Principal
OSJ, Compliance, Back Office Principal position with strong technical and training skills, as well as reporting. Seeking a career position with a stable organization.
Tags for this Online Resume: OSJ, Investments, Manager, Principal, Wealth Management, Compliance
Supervisory Principal OSJ Series 3,4,7,24,63,65,
Mid-Senior Level Financial Planning Professional
For the past several years, I've been involved in financial services where I've enjoyed various roles of responsibility in operations, sales, marketing and leadership. I have a solid background in retail banking and investment management with additional knowledge in personal development, behavior, information systems and marketing. I am currently pursuing a capstone career opportunity--a mid-senior level position where ...
Tags for this Online Resume: director, consultant, relationship manager, talent assessment, Liaison, strategist, process improvement, organizational agility, FINRA licensed, insightful, Change Management, Program Director, Strategic Consultant, Strategic Relationship Manager, OSJ/HOS Policies & Procedures, Program Development, Training, Investment Services, Securities, Services, Assessments, Human Resources, Training, Financial, Investment Services, Securities, Services, Assessments, Human Resources, Infrastructure, Training, Financial, Investment Services, Securities, Services, Assessments, Human Resources, Infrastructure, Deposits, CFP Candidate, Process Improvement, Investment Analysis, Financial Planning
Insurance Sales Manager
SUMMARY OF QUALIFICATIONS Over 25 years of successful experience in the Insurance Claims Industry. In-depth knowledge of insurance policies and legalities as demonstrated by leadership and experience in * Liability Claims (Commercial Auto and Property), Workers Compensation, BI, Litigation (Auto Liability, Commercial, E&O, D&O), General Liability, Subrogation, Med-pay/PIP, Appraisal (Auto PD, Commercial, and Property), Arbi...
Tags for this Online Resume: Insurance, Life Insurance, Complaints, Litigation, Management, Licensing, Sales, Sales Training, Training, Audit
Not Listed
Tags for this Online Resume: Securities, Insurance, Audit, Long Term Care, Mutual Funds, Compliance, Financial, Satellite, Compensation, Email
Compliance Officer - 15 Years of Experience - Near 33881
To acquire a position in compliance management. Preferably in Central Florida (Tampa or Orlando)
Tags for this Online Resume: Local Tax, Management, Project Management, Series 7
Compliance Officer
Tags for this Online Resume: Compliance, Insurance, Pricing, Recruiting, Documentation, Annuity, Accounts Payable, Securities, Financial, Financial Services
