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Online Resumes with "Broker Dealer"



Financial Investigator

Extensive broker/dealer compliance policy and procedures experience in financial regulation. Over 10 years regulatory experience in equity and debt markets during highs and lows of each market.

Tags for this Online Resume: Regulation, Compliance, Finance

Financial Analyst

Tags for this Online Resume: Broker/Dealer Operations, Advanced Excel Skills, Quantitative Analysis/Statistics, P&L Management, Financial Statement Analysis, Due Diligence

Software Queen

Ideal Companies: Schwab, Domino's Pizza, Public Utility

Tags for this Online Resume: administrative, assistant

The Operational Guru

Highly analytical operations professional with excellent interpersonal skills. Fast learning, great implementation, resourceful, and creative with a smile.

Ideal Companies: Intel, Morgan Stanley, Bank of America, Wells Fargo

Tags for this Online Resume: Business Development, Operations

Featured Profile

Electronic Medical Record Application Deployment Professional in the San Francisco Bay Area

To advance within the Healthcare IT field, specifically as it relates to Electronic Medical Record applications, processes, and workflow. Obtaining certification in one or more EMR applications is a priority for me.

Ideal Companies: Sutter Health, UCSF, McKesson, Siemens, Intuit, GE, Accenture

Tags for this Online Resume: Epic, electronic medical record, electronic health record, deployment, implementation, healthcare, inpatient, workflow, software application support, application training, San Francisco Bay Area, subject matter expert, ICU, medsurg, respiratory therapy, clinical personnel, domain meetings, end-user training, problem resolution, communication, competency

Risk Manager, Short HIlls NJ

My career objective is to reach upper level management within a top level broker dealer

Client Services, Sales Support & Operations Executive

extensive experience in managing multi-site operations, due diligence, sales support, call centers, training and vendor services in the financial services industry. Expertise in managing people, projects and process re-engineering. Innovative team player who enjoys serving as change agent and developing a culture of excellence with a diverse workforce. Exceptional relationship management, team building and communication ski...

Ideal Companies: Merrill Lynch, Wachovia, Prudential Securities, Sunrise Senior Living

Tags for this Online Resume: Client Services, Sales Support

Program / project manager

Joe Pata over the past 25 years has been implemented several major programs and initiatives (Transition Merger programs, Primary Broker Dealer Approval & Support, Implementation of a new Trading Floor, Project Mgt Expertise – PMO supporting 100’s of projects) He has an ability to interface with the business to communicate, execute, and deliver on time and within budget. He has served the financial broker dealer and bank ...

The "Champion" of recruiters

I am looking for something stable yet challenging. I would prefer to stay in financial services as a corporate recruiter or recruit for an profession across many industries

Tags for this Online Resume: compliance, recruiter, series 7, series 24, accounting, broker/dealer, investment advisor, insurance, 15c3-3, 15c3-1, series 27

Securities Processing Specialist

I am seeking employment in the Banking Fiduciary or Broker Dealer area. I am willing to travel as a consultant or work part-time in the San Diego/Riverside County area.

analyst, Sr application software support

background in the analysis, applications support and delivery of high performance technology solutions ranges from health care, cellular phone service billing systems, back-office broker dealer applications and corporate ERP Supply Chain Management systems.

Tags for this Online Resume: Business Analyst, purchasing,procurement,buyer, SAP, supply chain, Consultant-Data Mining/Whse, logistics

Dynamic, intelligent and personable information technology professional with over 8 years experience in software development and database administration.

I want a job where I can learn new technologies while utilizing the knowledge and expertise I already have.

Ideal Companies: Blue Cross/Blue Shield of Florida, Royal Caribbean, JM Family Enterprises, Inc., Bank of America, Microsoft Corporation

Tags for this Online Resume: Visual Basic 6.0, MS SQL Server 2000, Crystal Reports 8.5, Structured Query Language, Active Reports