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Online Resumes with "BROKER DEALER"
Senior Examiner - Broker Dealer financial experience
Seeking for a career with growth prospectives.
Tags for this Online Resume: FINRA, SEC, NYSE, balance sheet, self starter, fast learner
Elementary Education Teacher
Elementary Education Teacher prefer 3rd or forth grade
Tags for this Online Resume: Elementary Education Teacher
Payroll Representative
Great worker, highly motivated, great communicator, attention to detail and excellent leadership shills
Ideal Companies: A reputable company
Tags for this Online Resume: payroll
Equity Trader with extensive background with Advent software.
Investment analyst with seven-plus years in fixed income, equity, derivatives, and private placement securities. Extensive experience executing trades, managing trade support, cash flows, compliance, reconciliation, and settlements. Excellent capability to automate tasks and improve manual workflows. Strong analytical ability with expertise dealing with internal and external clients.
Ideal Companies: Ideally small to mid size money managers in Chicago
Tags for this Online Resume: investment
seeking executive level position in investment banking, capital markets or broker dealers commiserate with my experience and education
vp or manager in top tier bank
Ideal Companies: jp morgan, morgan stanley, rbc, rbs, hsbc, bnp paribas,
Tags for this Online Resume: investment banking, capital markets, operations, trade settlement, prime brokerage, product control, operations control, vp, manager, controller, bank officer
My skills at multi-tasking allow me to do the work of two people in one day!
Strong experience in the capital markets, with emphasis on municipal bond trading.
Ideal Companies: Broker/dealers, money management firms, banks.
Tags for this Online Resume: municipal bond trading, portfolio management, securities trading, operations, asset management, back office
Financial Services - Sales & Relationship Management
Results-driven sales professional with strong analytical and relationship building skills. Also have excellent territory management skills, organizational capabilities, and a strong team player.
Ideal Companies: Fidelity, MFS, Eaton Vance, State Street
Tags for this Online Resume: Consultative Sales, Relationship Sales, Relationship Management, Product Development and Launch, Account Management, Territory Management, Market Research and Analysis, Practice Management Best Practices
Regional Director - Financial Services Wholesaler
Annuity, life insurance, LTC wholesaler to broker dealers and insurance agencies.
Broker/Dealer, RIA Compliance Officer
Achieve a career in the Financial Services Industry.
Tags for this Online Resume: Broker Dealer Chief Compliance Officer, RIA Compliance Officer, Operations Manager
Chief Compliance Officer - 22 Years Experience with SEC (12) and then private (10)
Utilize skills obtained during my career in banking, transfer agency, and broker-dealers.
Operations Manager with history of providing change through work efficiency
A place where I can utilize my skill sets and job experience of over 20 years to assure they reach their firm objectives with innovative management and contributions.
Ideal Companies: Broker Dealers, Banks and Investment Firms
Experienced Professional
Highly motivated individual with great work ethic.
Ideal Companies: n/a
Tags for this Online Resume: Administrative, Operations Development, Compensation
