Compliance Officer Career Research and Resources
Greatwide Dedicated Transport
Avg. Salary: $40,000 · Company Rank: Not Available
Liberty National Life
Avg. Salary: $40,000 · Company Rank: Not Available
Phelps Insurance
Avg. Salary: $40,000 · Company Rank: Not Available
Buffalo's American Grille
Avg. Salary: $40,000 · Company Rank: Not Available
Pinckard Insurance
Avg. Salary: $40,000 · Company Rank: Not Available
Summit Financial Resources
Coordinated all activities relating to the conversion of the new Portfolio 2001 database system; Maintained DBCams database system by auditing new accounts, mutual fund account exchanges, and account valuations.
Avg. Salary: $63,500 · Company Rank: 3.0 out of 5
Merrill Lynch
Served as liaison between the branch office and the systems support help desk to oversee and maintain the branch computer system; coordinated all branch activities relating to the rollout of a new computer system. Processed and monitored all exposure items due for liquidation in accordance with SEC & NYSE regulations and firm policies; reported overdue exposure items to management. Processed securities orders; acted as li...
Avg. Salary: $63,500 · Company Rank: 4.0 out of 5
UCB, Inc.
Avg. Salary: $0 · Company Rank: 4.0 out of 5
Arkansas Valley State Bank
I began with Arkansas Valley State Bank as an Administrative Assistant assisting lenders with their loan documents and then in July of 2004 I was promoted to Compliance Officer and Credit Department Supervisor. My duties included Prefund of commercial and consumer loans, to attend supervisor meetings and compliance webinars/seminars to keep abreast of changing regulations and lending laws. Supervise all aspects of the credi...
Avg. Salary: $44,000 · Company Rank: 2.0 out of 5
Valley National Bank
Duties included: Answer telephones and handle customers needs. Report to 2 Loan Officers. Process overdrafts in the morning, contact customers Process real estate, commercial, and consumer loans daily from Windows LaserPro. Work exceptions daily from a report processed from Jack Henry on a weekly basis. Fax, copy and order supplies for various machines when required. Work with all areas of the bank to assist with custom...
Avg. Salary: $44,000 · Company Rank: 4.0 out of 5
