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Retail Investment Branch manager- Highly Licensed- 10 Years Experience

Accounting & Finance Resumes - Financial Manager, Branch or Department Resumes - Linden, NJ

I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.

Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.

Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations

Financial Specialist - 12 Years of Experience - Near 08879

Accounting & Finance Resumes - Financial Specialist Resumes - South Amboy, NJ

Tags for this Online Resume: series 7, series 24, series 55, series 63, pershing , net exchange 360, trade desk , new accounts

Featured Profile

Vice President - 20 Years of Experience - Near 14094

Accounting & Finance Resumes - Financial Analyst Resumes - Lockport, NY

I am looking for an opportunity to transition from banking/financial services into technology or other industry. I am a seasoned professional with many skills that are outlined in my Executive Summary and Resume. I am excited to find a company I can grow with.

Ideal Companies: Technology, Manufacturing and Service

Tags for this Online Resume: Buffalo, Microsoft, Payroll, Analysis, Sales, Excel, Project, Cloud, Finance, Insurance

Heavy Truck Driver - 2 Years of Experience - Near 63935

Transportation & Logistics Resumes - Heavy Truck Driver Resumes - Doniphan, MO

Education and technical schools     1. Thermo King dealer exclusive school. 2. Cummin Engine Courses 3. Carrier Truck/Trailer training program 4. Carrier  truck systems specialist training 5. Carrier Container product update program 6. U.S.Army training Pershing II Missiles 7.   608 universal and 609 refrigeration certifications 8. Illinois class a CDL drivers license 9. 26 credit hours Industrial Electronic Technologies. 1...

Tags for this Online Resume: Transport refigeration, Carrier transicold , Goverment, Hvac

Customer Service Manager - 20 Years of Experience - Near 07726

Customer Service Resumes - Customer Service Manager Resumes - Englishtown, NJ

PROFILE Results-oriented Senior Financial Services professional, with excellent analytical, interpersonal, negotiation, leadership, customer service skills. Proven ability to manage Firm Risk and Regulatory change.

Tags for this Online Resume: Management, Business Plan, Financial, Life Insurance, Planning

Quality Assurance Specialist - 17 Years of Experience - Near 10018

Information Technology Resumes - Quality Assurance Specialist Resumes - New York, NY

EXPERIENCE SUMMARY * Strong business knowledge of 12 years in Broker Dealer Industry involving US, European and Canadian Equities, Options, Fixed Income and Mutual Funds in Front Office - Order Management Systems, Middle Office - Trade Allocations & Ticketing systems and Back-office - Trade Settlement, Reporting & Clearing systems involving Fixed Income products using Pershing, MSRB and TRACE. * 14 years of Experience as QA...

Tags for this Online Resume: Order Entry, Automation, Quality, Quality Assurance, Test, Test Scripts, Connectivity, Equities, Order Entry, Automation, Quality, Quality Assurance, Test, Test Scripts, Connectivity, Equities

Executive Vice President - 20 Years of Experience - Near 33131

Management & Business Resumes - Managing Director Resumes - Miami, FL

hired Invested in several start-up biotech companies in the US. From inception to commercialization of certain novel OTC products to prevent the spread of infection. as the manager for Latin America. This was a new business initiative for DLJ. I was brought in to build the international platform for the firm. In addition to managing my ultra high-net worth clients my primary responsibilities were: Set up new swiss banking o...

Tags for this Online Resume: Recruiting, Banking Industry, Investment Banking, Investment Management, Management, Wealth Management, Asset Management, Banking Operations

Project Manager - 20 Years of Experience - Near 11377

Information Technology Resumes - Project Manager Resumes - Woodside, NY

Profile Project Manager/Business Analyst with wide ranging experience in the financial services industry, including positions with Merrill Lynch, E*Trade, JP Morgan Chase and BNY Mellon Pershing. Background of accomplishment includes global technology planning and governance, project management, process re-engineering, change management and systems implementations in the United States and Japan. Professional Achievements/ C...

Tags for this Online Resume: Infrastructure, Management, Banking Industry, Equity, Change Management, Microsoft Change Management, Data Manager, Investment Banking, Audit, Capital markets, it jobs, software

PMO/Project Manager - Financial Services - New York City

Information Technology Resumes - Project Manager Resumes - New York, NY

A firm believer that PMO’s should be enablers of progress, not a bureaucratic entity that will count, measure anything and everything just because it can be; producing reams of reports that contain pages and pages of “data” as opposed to meaningful “information” for the actual intended audience; imposing an overhead of 7%-10% on otherwise productive Project Management time filling out redundant templates. I have: Introduc...

Tags for this Online Resume: Banking Industry, Commercial Lending, Front Office, Management, Wealth Management, Derivatives, Disaster Recovery, PMP, Project Manager, AML, agile, software, brokerage, capital markets

Computer Programmer - 12 Years of Experience - Near 19428

Information Technology Resumes - System Engineer Resumes - Conshohocken, PA

Summary * 12+ Years of professional experience in Information Technology industry. * Good knowledge of Software Development Life Cycle (SDLC). * Have strong expertise in C, C++, C++11, Pro*C, STL, Data Structures and Algorithms. * Have experience in TCP/IP Socket Programming and POSIX Multi-Threading. * Experience in UNIX all flavor (Sun Solaris, HP UNIX, AIX UNIX, LINUX) * Expertise in Design, Development, Testing, Impleme...

Tags for this Online Resume: Unix, Coding, Integrate, Integration Testing, Management, Programming, Scripting Language, Shell Script, Shell Scripting, System Testing, sql, linux, c++, html, software

Financial Specialist - 10 Years of Experience - Near 33177

Accounting & Finance Resumes - Treasurer Resumes - Miami, FL

SUMMARY * excellent communication with strong customer service skills and ability to work in a fast paced environment and meet deadlines. Highly organized. People oriented. Computer literate Knowledge of MS office/computer literacy NetX360 professional Access Pershing BNY Mellon, Thomson One Reuters and Beta trade, wires, and accounts processing, Remipro check 21 processing-check verification-check scanning, Sales Logix in ...

Tags for this Online Resume: Wire Transfers, Back Office, Reconciliations, Customer Service, Bilingual, Cash Management, Computer Literate, Customer Relationship Management, customer service skills, Administrative Assistant

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