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Online Resumes with "investment advisers"



Financial Services Professional

Ideal Companies: Watson Wyatt, Callan, Cambridge, Mercer, LCG Associates

Tags for this Online Resume: Investment Consultant

Compliance Officer - Securities Industry

Securities industry, legal and regulatory experience

Ideal Companies: Merrill Lynch, Goldman Sachs, Morgan Stanley, Lehman Brothers, Bank of America, Wachovia, Edward Jones, E*Trade,

Tags for this Online Resume: Examiner, Compliance, Financial, Legal, Securities, Investment, Investment Adviser, Broker-Dealer, SEC, NASD, NYSE, SIRA

360 degree financial services executive

Financial services COO, CFO, Corporate Treasurer, Corporate Controller,Business Head of Brokerage/Insurance/Financial Planning. Licensed CPA,CFP,NASD Principal,Registered Investment Adviser,Licensed Life and Health Insurance and licensed Attorney.

Ideal Companies: financial services, financial consulting, wealth management

Tags for this Online Resume: full charge financial services CFO/business leader

Featured Profile

Vice President of Sales & Marketing

Dynamic company offering a base salary over $115,000 with unlimited upside potential (bonuses and commissions).

Ideal Companies: Blue Chip Financial Services Firm; Major Law Firm --Administrator

Tags for this Online Resume: CFP, Project Manager, Business Executive, Public Sector Director, Award Winning Salesperson, Lawyer, Mediator and Arbitrator, Entrepreneur, International Experience, Expert in IT Contracts

Featured Profile

Compliance Analyst

Seeking a senior level compliance role in a financial services firm.

Tags for this Online Resume: Investment Adviser Act, Investment Company Act, Regulatory, Code of Ethics

Compliance Professional

Challenging and rewarding position with a firm where I can utilize my extensive experience and expertise to improve processes.

Tags for this Online Resume: Compliance, Mutual Funds, Investment Adviser, Commodities, Fixed Income, Equities

COMMERICAL APPRAISER .INVESTMENT ADVISER

IN THE COMMERCIAL REAL ESTATE FIELD DEVELOPMENT AND MANAGMENT

Tags for this Online Resume: HONEST, PEOPLE PERSON, SMART, EASY GOING PERSONALTY, OUT OF THE BOX MIND

Credit Manager - Fortune 100 experience, minimal writeoff

Tags for this Online Resume: Credit Manager, Treasurer, Trade Finance Manager, Financial Analyst, Investment Adviser, Tax Professional

Securities Attorney and Compliance Consultant, Midwest

To work as Counsel for a broker-dealer or registered investment adviser and create value by providing expertise in due diligence, contract, regulatory and arbitration matters.

Tags for this Online Resume: Chief Compliance Officer, Counsel, Lawyer, Portfolio Manager, Analyst, Compliance Consultant

Chief Operating Officer with 20+ successfully leading registered investment advisers and fund companies

Creative yet no nonsense problem solver with outstanding business skills and a track record of cutting costs, motivating personnel and evaluating and executing business strategies to maximize profitability.

Ideal Companies: companies that reward for innovative solutions while stressing quality and strong ethics

Tags for this Online Resume: Business Management

Investment Advisor, New York

Become an Investment Adviser Representative / Securities Broker Agent

Tags for this Online Resume: Series 65, Series65