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Online Resumes with "investment advisers"



Financial Services Compliance Professional

I am a Financial Services Compliance professional with over 12 years of SEC examination experience; as well as, over four years of compliance experience for a large financial services company. I possess strong analytical, evaluation, research and communications skills. I have the ability to develop and communicate action plans for resolution of identified control gaps. I have in depth knowledge of Federal and Self Regulato...

Tags for this Online Resume: Compliance, Risk , Audit, Procedures and Control, Mutual Funds, Investment Adviser

Featured Profile

Sr. Associate, Worldwide Compliance and Corporate Ethics, Amgen, Inc.

Amgen is an innovative, science-based company dedicated to helping people fight serious illness – and we are committed to living the Amgen Values. Our Values form a deeply held belief system that guides our behavior, helps us make the right decisions and builds the framework for our daily interactions with each other. We value people, integrity and results. This combination is essential in accomplishing our primary purpose ...

Ideal Companies: Nike, Reebok, Adidas

Tags for this Online Resume: commodities, trading, import and export, snagit, power point, excel, word, outlook, sales, marketing, entrepreneur, small-business

Featured Profile

Experienced Business Lawyer and Business Consultant with a lot of experience in finance, securities and commercial law with a great deal of managerial and leadership experience

To be a hands on lawyer and trusted legal adviser to executives and business people and guide them successfully through legal and regulatory issues; To get transactions and business done without legal and regulatory problems; To successfully manage legal and regulatory issues for business, finance, products, transactions and human resources;To structure, negotiate, document and close contracts and transactions for business;...

Ideal Companies: Goldman Sachs, JP Morgan Chase, Citibank, Morgan Stanley, UBS, Credit Swiss First Boston, Edward Jones, Charles Schwab, NY Life, Met Life, Allstate, Prudential, Google, Amazon.com, Simon Properties, Camden Property Trust, Wegman's, Hilcorp, Verizon, AT and T, CVS, United Health, Hewlett Packard, International Paper, Apple, Valero, GE

Tags for this Online Resume: Significant Legal and Regulatory Experience, Get Assignments Done in Time, Excellent Management and Leadership Skills, Creative and Skillful, Excellent Written and Oral Communication Skills, Very Positive Motivator, Great Consensus Building Skills, Trusted Adviser, Great at Structuring, Negotiating and Closing Deals, Team player and strong work ethic

Chief Compliance Officer

Seeking senior compliance position with broker-dealer, registered investment adviser, or consultant/contractor

Financial Services Profesional

To help families and businesses through providing them with the best insurance and investment advise and products.

Chief Operations Officer - 7 Years of Experience - Near 92663

I have been a decision maker with a diverse company for several years now. I will relocate with the correct opportunity. I have the desire to concentrate my focus on a specific industry in Real Estate and or Investment Advising/Management.

Tags for this Online Resume: investment advisor, real estate investor, portfolio manager, global real estate, commercial real estate, marketing

Commercial Appraiser

Tags for this Online Resume: Harris Investment Advisers, capital raising, real estate portfolio management, real estate asset management, real estate valuation, real estate client relations, real estate consulting

Customer Service Representative

customer service, marketing, sales, data entry, banking, retail

Tags for this Online Resume: marketing, sales, teller, retail, data entry

Bookkeeper - 15 Years of Experience - Near 99208

I have over 15 years of accounting, bookkeeping and administrative experience in the financial industry. I am looking for a solid company to be with long term, I have had a lot of great work experience being an operations manager for an investment adviser as well as owning a construction company building new custom homes and working for a fortune 500 financial services company recruiting investment advisers.

Tags for this Online Resume: financial , operations mananger, bookkeeping, administration, detail oriented, coach, therapist, counselor

Educator and Financial Specialist

I am a problem-solver with simple and practical solutions to organizational issues. Continuous improvement in people and processes is my goal. My mission is to innovate, teach, and inspire others to create lasting and meaningful changes. Some recent accomplishments include: Facilitation of financial management online to undergraduate BYU-Idaho students. Solicited and awarded new investment advisory relationship for Sn...

Registered Investment Adviser

I am seeking a position within the Financial Services Industry. I am seeking a Financial Consultant/Advisor position to enhance the sales and assets of my future company. I want to share my extensive experience to help create more energy, creativity and stronger peers.