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Were you looking for Regulatory-Authority-Finra- job results?
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Online Resumes with "Regulatory Authority Finra "
Wealth Management and Investment Portfolio Management Professional
I am a goal-oriented investment professional with a history of solid investment results in managing equity and fixed income portfolios. Skilled at decision-making within the framework of a disciplined investment process and establishing successful investment strategies. Energetic team player with exceptional ability to motivate team members to excellence. Demonstrated ability to work independently within a corporate stru...
Ideal Companies: AON Hewitt, Atlanta Capital Investment Managers, BB&T Wealth Management, Brinker Capital Management, Bryn Mawr Trust, Callan Associates Inc., Federated Investments, Fidelity, First Citizens Bank of NC, Hancock Bank, Invesco, Lowry Hill Capital Management, Piedmont Investors, PNC Wealth Management, Regions Bank, Ronald Blue and Co, RW Baird, Sageworth Investment Advisors, Sterling Capital Management, SunTrust, Susquehanna Wealth Management, Synovus, T. Rowe Price, UMB Bancshares, Vanguard, Willis Investment Counsel, Wilmington Trust Investment Advisors
Tags for this Online Resume: Chief Investment Officer, Portfolio manager, problem solving, leadership, compliance officer, equity, fixed income, Team Building, strategy development, Relationship Management, Business development
Customer Service - 20 years Experience - Greater San Francisco
Karen Sanders Steffy Danville, CA 925-586-0999 Overview Whiz at marketing and executing every event to perfection. I easily adapt to change and manage multiple tasks simultaneously. Detail oriented person proficient at utilizing internal and external resources to complete any project with optimum results. ...
Lawyer
Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Legal, Capital markets, Distribution, Drafting, Due Diligence, Equities, Equities Trading, Equity
Administrative Assistant - 20 Years of Experience - Near 30308
Highly motivated person with extensive administrative experience in Finance, Purchasing, Information Systems and Health Care, pursuing a career that uses current skill set while providing opportunities for growth.
Tags for this Online Resume: Regulatory Affairs, Administrative Assistant, Audit, ISO, ISO 9001, Logistics, Quality Assurance, Test, Management, Sales Force Automation
Gaming Cage Worker - 1 Years of Experience - Near 10281
To effectively utilize my regulatory experience with a firm committed to: excellence, the highest industry standards and a cul-ture of compliance.
Tags for this Online Resume: Security, Buying, Collection, Collection Procedures, Customer Accounts, Securities, Audit, Corrective Actions, Management, Appraisals
Not Listed
Tags for this Online Resume: Buying, Collection, Collection Procedures, Customer Accounts, Securities, Security, Audit, Corrective Actions, Management, Appraisals
