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Online Resumes with "Registered Principal"

Regional Vice President-Registered Principal

Sales & Sales Management Resumes - Financial Services Sales Agent Resumes - Birmingham, AL

An atmosphere that allows me to build strong relationships to best serve my companies clients.

Ideal Companies: Wachovia/Wells Fargo

Financial Advisor

Sales & Sales Management Resumes - Financial Advisor Resumes - Hughesville, PA

To continue my career in the financial services industry.

Tags for this Online Resume: fully licensed, 16 years of experience, registered principal, willing to travel, respected

OSJ/Registered Principal

Accounting & Finance Resumes - Financial Manager, Branch or Department Resumes - Westville, NJ

OSJ, Compliance, Back Office Principal position with strong technical and training skills, as well as reporting. Seeking a career position with a stable organization.

Tags for this Online Resume: OSJ, Investments, Manager, Principal, Wealth Management, Compliance

Financial Manager, Branch or Department

Accounting & Finance Resumes - Financial Manager, Branch or Department Resumes - Saint Johns, FL

Tags for this Online Resume: compliance, insurance, sales, supervision, registered principal, operations

Fixed Income, Compliance, Trading

Accounting & Finance Resumes - Accountant Resumes - Newark, NJ

Seeking an opportunity that will utilize my unique background to increase profits and drive productivity. Series 24 registered principal with 20 years of financial experience in trading, compliance, sales, marketing, risk management, retirement solutions, market making, best execution, business continuity, supply chain management and operations. Expertise encompasses several market sectors such as treasuries, corporates,...

Tags for this Online Resume: fixed income, compliance, trading, trade support, operations

Vice President Marketing -- JJB Hilliard WL Lyons

Management & Business Resumes - Administrative Services Manager Resumes - Galloway, OH

I have a background in Management (over 10 years in both Union and Non Union environments ). I also transitioned into Investments/Stockbroker and rose to the level of Vice President Marketing. I was a mentor to new employees, hiring and training new employees, and was the Registered Principal for the firm at the branch office in Zanesville, Ohio. In addition served as Mayor of Roseville, Ohio. Extraordinary skill sets a...