I have over 36 years in the investment industry. My expertise is in world markets, equities, futures, derivatives, debt, commodities, risk management, all trading strategies and strong relationships. I am very well researched, market sensitive, have a good read on market indicators with skilled work habits. I am proficient at most investment related software, Bloomberg, Redi, Reuters, ect. And adept at moving or accumulati...
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equities, derivatives , risk management, futures, options, commodities , debt, fx
I am going to get laid off.
Ideal Companies: American Express, Prudential, New York Columbia Prespartian Hospital, VNS, Paine Webber, AIG, , Scholastic, Sesame Street, Liberty Mutual, WBLS, and WRKS.
SUMMARY A Senior Operations Consultant, Investment Banking and Trading, with specialties in securities and investment banking products including derivatives, SWAPS, currencies, hedge funds. Proven track record in providing consulting services that identify and resolve business operations issues. Worked for prominent consulting firms such as XCITEK and Panache. Key clients included Citigroup Operations and Dividend groups, B...
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Audit, Financial, Financial Services, Pricing, Publishing, Reconciliations, Security, Services, General Ledger, management
& CORE COMPETENCIES An accomplished visionary executive that possesses various qualities including participative leadership along with broad-spectrum experience in the Healthcare Administration and Financial Services sectors. A decisive leader with proven success in identifying hidden opportunities for operational improvement development and growth. Ability to use clear/concise communication skills to facilitate mission obj...
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Management, Infrastructure, Training, Asset Management, Compliance, SEC, Securities and Exchange Commission (SEC), Compensation, Services, Financial
SUMMARY SKILLS EXPERIENCE 10/2013 to 01/2018 06/2011 to 10/2013 07/2006 to 07/2011 02/2004 to 07/2006 05/2000 to 12/2003
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Complaints, Due Diligence, Email, Support, Risk Analysis, Financial, Financial Services, Services, Audit, Compliance, manager, management, Leadership, Coaching
Experienced with high volume calls. Addressed customer inquiries as it relates to their mortgage. Provided an elevated customer experience to generate a loyal clientele. Scored in top 10% of associates in successful resolution of issues. Exceptional communication and client relation skills. Securities Management Supervisor Jun 2005 - Dec 2012
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Securities, Security, Cash Management, Customer Service, Due Diligence, Management, Mergers, Audit, Information Technology, Internal audit
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Acquisitions, Capital markets, Consulting, Equity, Financial, Financial Analysis, Due Diligence, Private Equity, multifamily
SUMMARY OF QUALIFICATIONS * Qualified professional with over 25 years in BROKERAGE COMPLIANCE & FINANCIAL INVESTMENT OPERATIONS MANAGEMENT & ADMINISTRATION including: o Federal & State Regulations & Audits o Broker Recruiting & Effective Communication o Heavy Client Interaction, Troubleshooting, Crisis Intervention & Problem Resolution o Developing Strategic Compliance Plans, Policies & Procedures o Detail-Oriented & Creati...
Ideal Companies: Brokerage Compliance Audit, Bank Compliance Audit, Auditor Regulatory
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Compliance, Securities, Documentation, Insurance, Licensing, Sales, Audit, Coaching, Complaints, Financial
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Customer Relationship Management, Distribution, Management, Filing, Layout, Travel, Scheduling, Human Resources, Payroll, Communication Skills
Over twenty years in the information technology field including two years as a Senior IT Lead and over fifteen years as an IT Project Manager dedicated to system and infrastructure development. * A proven track record for completing projects within scope, on time and on budget according to business and IT management specifications.
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Imaging, NDM, Outsourcing, SDLC, Services, Stored Procedures, BAR, Bar Coding, Coding, DB2 Stored Procedures
