CV, Curriculum Vitae and Online Resumes Search

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Online Resumes with "Compliance Risk"

Electrical & Electronic Equipment Assembler - 2 Years of Experience - Near 73045

Areas of Expertise * Commercial Electrical * Residential Electrical * Data Driven Decisions * Forklift 4-6k Certified * Trend Analysis * Compliance * Risk Management & Root Cause Analysis * Customer Service * Safety & Risk Management * Training Development * Quality Assurance

Tags for this Online Resume: Forklift, Inventory, Automotive, Commercial Electrical, Compliance, Customer Service, Management, Quality, Quality Assurance, Quality Control

Human Resources Manager - 20 Years of Experience

PROFESSIONAL SUMMARY A proactive, dedicated Human Resource/Labor Relations specialist with over 25 years of comprehensive experience: change management, conflict management, benefits administration with extensive experience in the private and public sectors. Collective bargaining with unions (21 Union Contract Negotiations) as well as non-union experience, exempt & non-exempt employees for corporations and non-profit facili...

Tags for this Online Resume: Labor Relations, Employee Relations, Transportation, Human Resources, Planning, Succession Planning, Management, Benefits, Benefits Administration, Compensation

Compliance Manager - 3 Years of Experience - Near 07039

SUMMARY: Dedicated professional with exceptional audit and compliance experience in the financial services industry to include commercial banking, investment banking, international banking, broker dealer and leasing. Extensive knowledge of complex derivative products and fixed income securities and proficiency with performing Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and Office of Foreign Asset Control (OFAC)/Sanc...

Tags for this Online Resume: Financial, Audit, Management, Compliance, Back Office, Microsoft Exchange, Equities, Internal audit, Accounting, Policies and Procedures

Controller - 20 Years of Experience - Near 85308

And Accomplishments lee & hayes pllc-Spokane Washington 5/1999-10/2016 Chief Financial Officer $32 million annual budget up to 20 direct reports Expanded startup business from two founders in home offices to $32 million annual revenue with over 80 attorneys in 7 locations in 5 states across the country. Oversaw all accounting functions budgeting five-year forecast cash management billings accounts payable credit and collect...

Tags for this Online Resume: Accounts Payable, Asset Management, CFO, Compliance, Financial, Financial Reporting, General Ledger, Management, Budgeting, Accounting, accounting

Project Manager - 20 Years of Experience - Near 78028

PROFILE Highly experienced Project Manager in Information Technology with a record of developing and supporting successful, high ROI, IT projects, and solutions incorporating a wide range of applications and technologies. Mentor to peers and team members for assigned area of responsibility. Accountable for delivering medium to high complexity or medium to high risk projects. * Subject matter expert to ensure documents, proj...

Tags for this Online Resume: Applications, Leadership, Planning, Security, Audit, Content Filtering, Desktop Computer, Encryption, HDS, Local Area Network, sql, it jobs, software, html

Manager - 20 Years of Experience - Near 30189

Areas of Expertise: Cloud Solutions * Strategic Planning * IT Security Management * eCommerce * Web Infrastructure * ERP Program / Project Management * Global Customer Care * Reengineering * Six Sigma * Quality Improvement Financial Analysis * Sarbanes Compliance * Risk Mangement * ITIL * Global Operations Global Change Management * Global Data Management * Business Intelligence

Tags for this Online Resume: Compliance, Financial, Financial Systems, Project Management, Project Manager, Accounting, Inventory, Systems Engineer, Technical Lead, Enterprise Risk Management

Legal Assistant - 20 Years of Experience - Near 06604

PROFILE Highly skilled and accomplished Paralegal/Legal Assistant and Consultant combined with a Bachelor of Science in Criminal Justice and an Associate of Arts in Legal Studies and English, working in domestic and international settings. HIGHLIGHTS OF QUALIFICATIONS * Microsoft Office Suite Sharepoint 2016 Outlook 365 Westlaw LexisNexis Bloomberg BNA Evernote * Experienced in legal research, document preparation and case ...

Tags for this Online Resume: Documentation, Litigation, SEC, SEC filings, Securities and Exchange Commission (SEC), Audit, Internal audit, Legal, Licensing, Acquisitions, Legal, contracts, employment law, corporate compliance, distributorship, litigation, legal research, mergers & acquisitions

Engineer Manager - 20 Years of Experience - Near 66216

Career Highlights Leadership * Initiated and led successful strategies, business plans, and project plans for both large and start-up engineering and mechanical contracting companies. * Selected, managed, and developed professional sales, engineering, and service teams. Business Development * Developed and led sales, marketing, and client relations strategy resulting in the development of new products and services, new mark...

Tags for this Online Resume: RETROFIT, Business Acumen, Business Development, Coding, Engineering, HVAC, Management, Manufacturing, Occupational Safety and Health Act, OSHA

Lawyer - 20 Years of Experience - Near 10538

SUMMARY OF QUALIFICATIONS Proven Compliance and Regulatory Leader in the securities industry known for providing skillful legal guidance in securities compliance, regulatory, and legal issues. FINRA Series 7, 63 and 24 registered. Industry leading accomplishments include: * Founding co-chair of the Compliance and Risk Committee for the Securities Transfer Association.

Tags for this Online Resume: Compliance, Information Security, Management, Security, Audit, Drafting, Financial, Financial Services, Fixed Income, Legal

Compliance Officer - 16 Years of Experience - Near 8505

Summary: A Professional team player with excellent customer service, strong analytical problem solving, and negotiation skills. Proficient knowledge of Microsoft word, excel, power point, with experience in banking Compliance and Risk management with expertise in Quality control, Audits, Asset management and USA patriot act. FDIC Security Clearance, expertise in credit analysis, credit policy, calculating income pre-qualifi...

Tags for this Online Resume: Due Diligence, Quality, Quality Assurance, Quality Control, Policies and Procedures, Compliance, Financial, Management, Commerical Due Diligence

Auditor - 16 Years of Experience - Near 94513

Career Summary Results-driven compliance and risk professional that draws on uniquely varied experiences at Wells Fargo. Recognized as a trusted advisor with an ability to gain sponsorship at all functions and levels from top level executives to front-line employees. Adds value to the bottom line by creating and executing programs empowering employees and managers to work more efficiently and effectively. Repeatedly recogni...

Tags for this Online Resume: Consulting, Compliance, Asset Management, Banking Industry, Integrate, Management, Risk Assessment, Risk Manager, Securities, Services, compliance, operational risk

Law Enforcement - 15 Years of Experience - Near 22201

AREAS OF EXPERTISE Compliance Management Investigative Leadership Security Management Policy & Procedure Development Team Building & Leadership Staff Coaching & Development Strategic Planning Operational Leadership Task Force Management Inter-Agency Communications Surveillance & Covert Operations Negotiation Intelligence & Counter-Intelligence Protection Operations Information Management Reporting FEDERAL BUREAU OF INVESTIG...

Tags for this Online Resume: Program Manager, Communications, Leadership, Leadership Development, Legal, National Security, Security, SAN (Storage Area Network), Protocol, Financial, compliance, risk assessment, FCPA, Antitrust