Compliance Manager Career Research and Resources
Wright Medical Technology, Inc.
• Managed and implemented programs, policies, and practices to ensure that all departments were in compliance with current laws and regulations, as well as all terms of Deferred Prosecution Agreement and Corporate Integrity Agreement. • Collaborated with functional departments, as well as the Service Needs Review Committee to ensure that the annual needs assessment was implemented, so as to meet business needs with regard t...
Avg. Salary: $90,000 · Company Rank: Not Available
Wright Medical Technology, Inc.
• Collaborated with functional departments within the business to ensure that business needs requiring approval by senior management were met by organizing and submitting materials related to requests for approval by the Service Needs Review Committee. • Reviewed all requests submitted for presentation to the Service Needs Review Committee by multiple functional departments for participation in global sponsorship and exhibi...
Avg. Salary: $90,000 · Company Rank: Not Available
Attorney/Sole Practitioner
• Counseled clients with regard to estate planning, wealth preservation, charitable and planned giving, family foundations, asset protection through entity formation, and business succession planning. • Designed and implemented sophisticated estate and asset protection plans for high net worth individuals and families. • Drafted revocable and irrevocable trust agreements, operating agreements, business formation and dissol...
Avg. Salary: $90,000 · Company Rank: Not Available
Cecil Smith & Associates, PC
• Composed trusts agreements and accompanying ancillary documents, operating agreements, leases, purchase agreements, contracts, deeds, assignments and other documents necessary to fully implement designed estate plans. • Drafted partnership agreements, operating agreements and additional entity formation documents in order to achieve strategic valuation discounting for estate and inheritance tax purposes for high net wort...
Avg. Salary: $90,000 · Company Rank: Not Available
Murphy, DeZonia & Webb
• Resolved complex title, survey and easement issues related to commercial and residential real estate transactions in the course of performing due diligence reviews and analysis. • Drafted contracts, purchase and sale agreements, corporate resolutions, leases, deeds and loan documents related to real estate acquisitions and dispositions. • Conducted commercial, construction and residential loan closings
Avg. Salary: $90,000 · Company Rank: Not Available
FSC Securities
Overall supervision ensuring proper business and regulatory policies are followed in 75 Offices of Supervisory Jurisdiction (OSJ). Daily queue responsibilities including transactions, emails, accounts, correspondence, and options. Liaison between the field and home office departments located in New York, Phoenix, and Atlanta to resolve escalated issues for advisors. Present supervision office visits to field and compliance...
Avg. Salary: $60,000 · Company Rank: 4.0 out of 5
FSC Securities
Responsible for trending advisor book of business and writing white paper summaries. Worked closely with Supervision to resolve escalated inquiries for financial advisors. Responsible for monitoring Equity and Variable Annuity transactions across broker dealer. Completed special projects within Compliance during SEC and FINRA audits. Worked with Surveillance Task Force to synchronize long-range goals and procedures across B...
Avg. Salary: $60,000 · Company Rank: 4.0 out of 5
SunTrust Wealth and Investment Management
• Answering high net worth client calls concerning accounts and sales transactions directly from clients and bank administrators. • Placing securities transactions such as options, equities, bonds, and commercial paper. • Monitored transactions done by employees. • Supervised options, and other trading done by group on trading platform.
Avg. Salary: $60,000 · Company Rank: Not Available
SunTrust Robinson Humphrey
• Adapted and managed an incentive program for a Derivatives relationship managers unit. • Team Lead of a group of three, assessed and monitored risk of investments based on market trends. • Supervised the cultivation of relationships and provided support to clients throughout transaction process. • Presented monthly information sessions about careers at SunTrust to new employees.
Avg. Salary: $60,000 · Company Rank: Not Available
Legislator John M. Kennedy, Jr.
Communicate with local, state and federal departments and agencies in person and by telephone to address constituent and other department issues to improve and correct conditions within the county, Research and performed and prepared by outside engineering firms for use in composing grant applications for various community projects to improve safety and spur economic development. Serve as Coordinator for local community ...
Avg. Salary: $42,000 · Company Rank: Not Available
