Compliance Manager Career Research and Resources
CDK Contractors
New hire orientation, accident investigation, ensure compliance with company, client, state of Utah, Federal EPA,OSHA) rules and regulations. Enforce drug policy enforcement
Avg. Salary: $45,000 · Company Rank: Not Available
ING DIRECT Investing, Inc.
• Directs three professionals involved in the customer unclaimed property program, maintenance of customer accounts, transfer of assets, and processing estate paperwork. • Process the escheatment of over 10,000 unclaimed property accounts, including reconciliations and filings. • Create and manage over 2,000 due diligence letters annually. • Fulfills over 30 requests daily from the Sales and Service department. • Provi...
Avg. Salary: $53,000 · Company Rank: Not Available
ING DIRECT Investing, Inc.
• Investigate and advise on trading issues including best execution and order execution. • Process option assignments and exercises. • Analyze option symbols and run reports to verify accuracy as well as reduce risk. • Responsible for approving over 500 large equity and option orders daily.
Avg. Salary: $53,000 · Company Rank: Not Available
ING DIRECT Investing, Inc.
• Advise associates and resolve complicated customer issues. • Accountable for retaining at-risk customer accounts, placing stock trades, educating other associates on difficult issues, as well as assisting customers with margin and option questions. • Assist over 400 customers by phone and email weekly.
Avg. Salary: $53,000 · Company Rank: Not Available
New York Community Bank
• Supervised 40+ dedicated representatives and 80 licensed branch employees with a track record of strong performance and retention; • Responsible for reviewing the complaint and disciplinary histories of potential hires as Financial Consultants as to whether they should be hired. • Conducted non-OSJ Branch reviews to ensure business is conducted within regulatory guidelines and the company’s written procedures • Gathere...
Avg. Salary: $80,000 · Company Rank: Not Available
Green Point Savings Bank
• Served bank customers by offering them investment products that would potentially help them achieve their financial goals while adhering to their investment objectives
Avg. Salary: $80,000 · Company Rank: Not Available
Corelogic
• Serve as a key member of the executive team that sets company’s strategic direction. • Conduct comprehensive research and analysis to proactively define and evaluate existing and impending state and federal legislation for organizational impact. • Protect company interests and build key relationships by participating in various industry and trade association events, integral to furthering organizational goals. • Ne...
Avg. Salary: $95,000 · Company Rank: Not Available
Imhoff & Associates
Used communications skills and business acumen to successfully close sales by actively consulting with clients to define and address their specific needs, providing effective presentations, and steering persuasive negotiations to close transactions for a criminal defense law firm. Informed clients of their rights, legal issues, processes, and procedures. You will present company solutions from beginning to end including co...
Avg. Salary: $95,000 · Company Rank: Not Available
California Assembly on Local Government Committee
Conducted comprehensive research and analysis of relevant state statutes, ordinances, and regulations. Performed all aspects of legislative bill drafting, analysis, process, strategy, and related functions.
Avg. Salary: $95,000 · Company Rank: Not Available
Morgan Stanley / Saxon Mortgage
Review all departments to ensure all federal and state regulations and laws are being followed to save company in potential risk, penalties, fines, etc.
Avg. Salary: $80,000 · Company Rank: Not Available
