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Online Resumes with "series7"



Auditor

Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Email, KYC, Referrals, Securities, Policies and Procedures, RIA, Licensing, Aml (Macro Lang), Series 24, audit, Series 4, Series 7

Financial Specialist - 4 Years of Experience - Near 11374

Tags for this Online Resume: Risk Management, Securities, Bloomberg, Financial, Modeling Experience, series 7, c++, sql

Customer Service Manager

Tags for this Online Resume: Series 7, Manager Customer service, Financial Services, Transfer agent, Manager call center, series 65, operation manager, financial services manager

Quality Assurance Specialist - 19 Years of Experience - Near Orange County California

Experience Summary 19+ years of IT experience in Software Quality Assurance and Testing in Financial, Business Services, Insurance and Healthcare. Strong Test Management Skills and experience in running large, Cross-Enterprise testing initiatives leading both onshore and offshore teams. Experience using SCRUM Framework with Agile Methodology, V-model and Waterfall development methodologies. Use Rally for tracking. Have mult...

Tags for this Online Resume: PeopleSoft, Regression Testing, Test, HR, Human Resources, Lightweight Directory Access Protocol, Oltp (Online Transaction), Query, Services, Shell Script, Agile Methodologies., Python, Analytical Skills, Big Data, AWS, Informatica, TestNG, Automation, VersionOne, Rally, MPP databases

Business Analyst - 20 Years of Experience - Near 60610

Searching for my next opportunity to help businesses achieve success.

Tags for this Online Resume: Cognos PowerPlay, Framework, Data Warehouse, Series 7, SAP, Cognos, Business Intelligence, Business Objects, Cognos DecisionStream, Report Studio, Framework Manager, Transformer, ETL, Data Modeling

Sales Representative - 9 Years of Experience - Near 85254

Professional Summary I am a customer-centered financial service professional with a diverse financial background which has included experience as a former Series #7 licensed financial planner, plus 13 years as a realtor. I also have 15 years as a loan officer which includes 3 years as loan officer and a branch manager for Norwest Mortgage/Well Fargo Mortgage and a member of Leaders Club. I am always in the top 10% of produc...

Tags for this Online Resume: Sales, Management, Documentation, Packaging, Prime, Banking Industry, Economics, Financial, Planning

Director - 15 Years of Experience - Near 07940

Tags for this Online Resume: Microsoft Excel, Mutual Funds, Project Management, Project Manager, Securities, Series 63, Series 7, Spring, Wholesaler, Asset Management

Customer Service Representative - 19 Years of Experience - Near 10710

Tags for this Online Resume: High Net Worth, Services, Documentation, Email, Equity, Financial, HP, Series 7, customer service, sales, call center, brand ambassador, customer service representative, Relationship Manager

Insurance Sales Manager - 20 Years of Experience - Near 29707

Tags for this Online Resume: Equity, Fixed Income, Fixed Income Investments, Sales, Financial, Financial Services, Series 7, management, insurance, marketing

Accountant - 5 Years of Experience - Near 20147

SUMMARY Highly accomplished Accounting Specialist and CPA with expertise in accounting, financial reporting, financial operations for governmental contracting, and SEC and FINRA rules and regulations Email:, CPA, CGMA (continued) NelliLevin@hotmail.com

Tags for this Online Resume: Budgeting, Operating Budget, Securities, Financial, Financial Statements, General Ledger, Securities and Exchange Commission (SEC), Series 7, Wire Transfers, cpa

Featured Profile

Credit Analyst - 20 Years of Experience - Near 10605

PROFILE Research analyst and compliance professional with over 30 years broad experience with various organizations in municipal finance. Leveraged municipal research skills to assist underwriting, sales, trading and investor clients to appropriately assess risk and price accordingly. Ongoing leadership roles over many years in key industry groups and in the development and mentoring of future talent. Track record of comple...

Tags for this Online Resume: Consulting, Credit Analysis, Research, Underwriting, High Yield, Insurance, Investment Opportunities, finance, municipal finance, municipal credit risk, municipal credit risk management, municipal surveillance, municipal portfolio surveillance, municipal disclosure compliance, public finance, municipal advisor