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Online Resumes with "capital markets"
Compliance Officer - 15 Years of Experience - Near 02461
Experienced regulatory compliance professional with over 8 years of experience in corporate compliance. Utilize keen analysis, insights and superior strategy to drive organizational improvements and implementation of best corporate compliance practices.
Ideal Companies: Mr.
Tags for this Online Resume: Capital markets, Complaints, Deposits, Derivatives, Financials, Insurance, Macromedia Flash, Rehabilitation, sheets, Audit
Accountant
Tags for this Online Resume: Program Manager, Accounting, Accounting Principles, Documentation, GAAP, General Ledger, Generally accepted accounting principles, Quality Assurance, Regulatory Reporting, SDLC
Business Analyst - 20 Years of Experience - Near 10020
Experienced Information Technology Sales Executive with 25+ years of excellent performance; successfully leading enterprise global customer engagements focused on Financial Services industry. Proven track record of leading cross functional teams focused on delivering value to enterprise global customers. Excels at building strong and lasting customer executive relationships
Tags for this Online Resume: Sales, Relationship, Financial, Technology, Operations, Vice President, P&L, Securities, SEC, Securities and Exchange Commission (SEC), Management, Desktop Computer, Facilitator, Web, P&L, Securities, SEC, Securities and Exchange Commission (SEC), Management, Web, Web Portal, Web Technologies
Accountant
SUMMARY OF QUALIFICATIONS ROCS Consulting Managing Director, 2000 - Present Proprietor of an Independent Consulting practice. The firm specializes in Regulatory, Compliance and Operational consulting for the securities and banking industry. ROCS Consulting provides assistance to Broker Dealers, Registered Investment Advisors, Banks, Trust Companies, Insurance Companies, Investment Companies, Bank Securities Dealers and Tran...
Tags for this Online Resume: Accounting, Back Office, Banking Industry, Capital markets, Complaints, Consulting, Derivatives, Equity, Financial, Financial Reporting
Lawyer
Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Legal, Capital markets, Distribution, Drafting, Due Diligence, Equities, Equities Trading, Equity
Over 25 years financial industry sales experience
I am seeking to re-enter the financial industry in the San Antonio area.
Tags for this Online Resume: Compensation, Alternative Investments, Asset Management, Financial, Financial Analysis, Management, Business Development, Investment Management, Mutual Funds, sales, base salary
Financial Manager, Branch or Department - 10 Years of Experience - Near 19355
Tags for this Online Resume: ISDA, Compliance, Business Requirements, Futures, Prime, Equity, Fixed Income, Infrastructure, A SERIES, Aml (Macro Lang)
Financial Specialist - 20 Years of Experience
SUMMARY Fortune 50 Corporate Financial Executive with recent healthcare and financial services experience motivated, loyal professional with extensive capital markets experience within a marquee multinational company known for the highest quality standards in products and people. * Analyzed, negotiated and executed capital structure related transactions (bond issuances, commercial paper issuance/standby lines of credit, sha...
Tags for this Online Resume: Management, Securities, Swaps, Accounting, Financial, Bonds, Budgeting, Capital Expenditures, Outsourcing, SAP MM module
Computer Programmer
SUMMARY Significantly raised productiveness, quality and efficiency in large data infrastructure process for Capital Market Technology on multiple processes: Unix, Mainframe, large relational databases, AutoSys production support, SAS, Business Intelligent reports over 18 years. Chin Ma has a Master Degree and excellent communication, productivity and multi-tasking skills.
Tags for this Online Resume: File Transfer Protocol, AT&T, AT&T Unix, AWK Programming Language, Java Programming Language, Korn Shell, Quality, Quality Assurance, SED, Shell Script
Project Manager
Professional Summary: * Solutions-focused, highly motivated Project Manager, Certified Scrum Master, Certifed Scrum Product Owner and Lead Business Systems Analyst with 10 years of experience in all phases of the Software Development Life Cycle (SDLC) including planning, requirements gathering, analysis, design, development, implementation, testing and deployment. * Extensive experience in software engineering methods like ...
Tags for this Online Resume: Structured Query Language, Test, User Acceptance Testing, Acceptance Testing, Microsoft SQL Server, Business Requirements, Management, Microsoft Windows, Software, Software Development
Business Analyst
PROFESSIONAL SUMMARY * Work experience: Business Systems Analyst (5+years)/ QA (3years)/ Developer (3years) and in MIS (1year) roles. * Possess strong Domain expertise in Banking (Credit Cards, Payments), Retail / Energy, WCM (World Class Manufacturing), Wellness (HealthCare) and knowledge on Capital Markets, Insurance, Mortgage, DevOps and prior experience as Medical Representative. * Have Strong working experience in Clie...
Tags for this Online Resume: Test, Applications, Audit, Black belt, Microsoft Excel, Microsoft SQL Server, Structured Query Language, Web, Active Server Pages, Business Requirements
Market Research Analyst
SUMMARY Senior research professional with extensive experience in quantitative equity research. Expertise in factor models and building systematic trading strategies. Designed and programmed all facets of alpha capture systems, from researching pricing anomalies to automating trades in a production environment. Developed state-of-the-art back-testing and portfolio analytic systems. Currently researching systematic trading s...
Tags for this Online Resume: Distribution, Derivative Trading, Forecasting, Capital markets, Financial, Financial Models, Product Development, Equity, Research, Reliability
