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Online Resumes with "Securities Broker Dealer"

Banking Finance Officer

Accounting & Finance Resumes - Financial Specialist Resumes - Jasper, TX

Consistent achievements as top producer: increasing revenues, portfolios and profits through expertise in business development, relationship building and communication. Strategic planning, sales and marketing experience combined with qualifications in and coaching management to drive and deliver performance results. Licenses: NASD Series 7 and 66.

Ideal Companies: Wachovia;Bank of America;Citigroup;JP Morgan; Credit Suiess; Goldman Sachs

Tags for this Online Resume: Equity Finance, Security Lending

Featured Profile

Experienced financial advisor and trust and estates attorney

Accounting & Finance Resumes - Personal Financial Advisor Resumes - Indianapolis, IN

I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.

Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike

Tags for this Online Resume: Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65

Featured Profile

SENIOR COMPLIANCE OFFICER

Management & Business Resumes - Compliance Officer Resumes - Tuckahoe, NY

Proven multidisciplinary compliance officer with senior level experience with financial leaders including Deutsche Bank, Merrill Lynch, Nomura, Credit Suisse, AIG and Brown Brothers Harriman. Demonstrated career track record developing strategic roadmaps to ensure SEC, FINRA and GIPS compliance. Skilled at detailed Fortune 500 compliance analysis and accurate asset performance investment reporting. Strong expertise in multi...

Ideal Companies: none

Tags for this Online Resume: GIPS, FINRA, SEC, Policies and Procedures, Compliance, Investment Reporting, Strategic Planning, Personal Trading, Surveillance, Internal Controls, Process Improvements