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Online Resumes with "SEC "
Financial Specialist - 17 Years of Experience - Near 10305
To obtain a regulatory controller position where my experience and expertise with SEA and CFTC Segregation and Capital rules can be utilized.
Tags for this Online Resume: Equity, Reconciliations, Accruals, Balance, Balance Sheet, Bank Reconciliation, Management, FMS, SEC, Securities and Exchange Commission (SEC), finance, accounting, audit, Sec, 15c3, Regulatory
Financial Specialist - 11 Years of Experience - Near 07630
Profile Offers more than 15 years of experience overseeing operations and client relations functions for both small and large financial services firms. Possesses diverse knowledge of wealth management, including ultra-high net worth individuals and separately managed accounts. Recognized throughout career as a highly motivated, detail-oriented self-starter with strong organizational and analytical skills. Dynamic team playe...
Tags for this Online Resume: Security, Bloomberg, Compliance, Due Diligence, Investment Management, Management, SEC, Securities and Exchange Commission (SEC), Account Management, Accounting, finance, excel, managed accounts, client services, compliance
Financial Manager, Branch or Department - 20 Years of Experience - Near 07070
PROFILE: CCO of boutique trading firm. Popular on-air market commentator for national and international financial news media outlets. Selected to serve on several prestigious NYSE committees. Skilled leader in all aspects of floor trading operations with specialized expertise in compliance and governance.
Tags for this Online Resume: Compliance, Securities, SEC, SEC Requirements, Securities and Exchange Commission (SEC), Series 24, Equities, Financial, Leadership, Negotiation Skills
Mechanical Engineer - 14 Years of Experience
1-Full time jobs
Tags for this Online Resume: ABS, EPC, Ix, Oil & Gas, Pressure Vessels, SEC, Securities and Exchange Commission (SEC), STS-1, Synchronous Transport Signal (STS), Petrochemical
Supervisor - 20 Years of Experience - Near 89434
Tags for this Online Resume: Cash Flow, Filing, Payroll, Reconciliations, SEC, Securities and Exchange Commission (SEC), sheets, Financial, Financial Statements, Banking Industry, management
Chief Operations Officer - 20 Years of Experience - Near 89134
Summary: Built Adara Power to develop advanced energy storage systems for solar. Raised $2.5M and doubled revenue YOY now a top 5 Energy Storage provider in the USA * I led the sales & marketing for ramp to > 65 networked systems deployed in 15 US states. * Recruited and trained a national network of over 100 installers to add the Adara system to their sales cycle, adding an average revenue increase of over $100,000 per ins...
Tags for this Online Resume: Architect, Budgeting, Customer Relationship Management, Distribution, Diversity, Electronics, Engineering, Integrate, Light Emitting Diode, Management
Senior Attorney - 15 Years of Experience - Dallas
Rising to the demands of managing a legal team and providing guidance during the IPO process and beyond, combined with the opportunity to forge close working relationships with directors and executives, truly appeals to me. I am looking to work for an organization that needs my unique skill set; where I can use my knowledge and experience to make meaningful contributions.
Tags for this Online Resume: Compensation, Enterprise Risk Management, Management, Risk Management, SEC, SEC Reporting, Securities and Exchange Commission (SEC), Contracts, Litigation Management, IPO, NYSE, Corporate, Corporate Governance, Technology, Intellectual Property, Board of Directors, Securities, Mergers & Acquisitions, M&A, SAAS, Cloud, License Agreements
Accountant - 20 Years of Experience - Near 30152
Summary Professional CPA with proven track record with more than 20 years experience overseeing accounting and reporting within the financial sector including broker dealers. Career history of reviewing and approving a high volume of financial data, maintaining organizational compliance with federal regulations pertaining to GAAP, SEC reporting and SOX requirements.
Tags for this Online Resume: Accounting, Banking Industry, Derivatives, Financial, Financial Statement, Management, Regulatory Reporting, Certified Public Accountant, Compliance, Financial Analysis, cpa, controller, accountant, gaap, excel
Lawyer - 15 Years of Experience
Tags for this Online Resume: Licensing, SEC, Management, Real Estate, Joint Ventures, Process Improvements, HR, Human Resources, Securities, intellectual property, cyber security, data security, privacy, compliance, Leadership
Lawyer - 17 Years of Experience - Washington, DC
To optimize my experience in the financial arean with my regulatory and compliance expertise.
Tags for this Online Resume: Policies and Procedures, Risk Assessment, SEC, Securities, Securities and Exchange Commission (SEC), Derivatives, Advertising, trading, Compliance, Corporate governance, Washington D.C.
Chief Financial Officer - 20 Years of Experience - Near 08080
Senior executive with varied and successful experience with start-ups high growth and mature multi-national business organizations. Operations analysis including: strategic planning project management process re-engineering cost based operating systems & Federal & State tax compliance (both for profit and non-profit). Formerly with Arthur Andersen & Co. Demonstrated strengths in complete administrative & operations manageme...
Tags for this Online Resume: Certified Public Accountant, tax, controller, accounting
Chief Financial Officer - 20 Years of Experience - Near 94306
SUMMARY OF QUALIFICATIONS With a focus on Real Estate, Renewable Energy, Technology, and Internet Commerce, I am a very "hands on", acutely focused, senior finance and accounting executive with extensive experience managing and upgrading financial and administrative functions across diverse industries ranging from a 4 person closely held family businesses, fast growth entrepreneurial startup environments where I helped rais...
Tags for this Online Resume: Financials, Equity, Financial, Private Equity, Accounting, Real Estate, Accounts Receivable, SEC, Securities and Exchange Commission (SEC), Strategic Initiatives, CFO, Certified Public Accountant
