Profile Offers more than 15 years of experience overseeing operations and client relations functions for both small and large financial services firms. Possesses diverse knowledge of wealth management, including ultra-high net worth individuals and separately managed accounts. Recognized throughout career as a highly motivated, detail-oriented self-starter with strong organizational and analytical skills. Dynamic team player/leader who works well under pressure, fostering cross-functional collaboration to solve complex technology and operational challenges. Bilingual: English/Spanish. Proficient with Fiserv (Checkfree) APL, FACTSET, Bloomberg, and Microsoft Word/Excel/Outlook. Expertise encompasses: Asset Management Trading Financial Analysis Contract Negotiations Regulatory Compliance Process Improvement Account Management & Retention Client Servicing Customer Service Interviewing Training & Development Career Track

Highlights:

• Security
• Bloomberg
• Compliance
• Due Diligence
• Investment Management
• Management
• SEC
• Securities and Exchange Commission (SEC)
• Account Management
• Accounting
• finance
• excel
• managed accounts
• client services
• compliance