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Online Resumes with "SEC "



Financial Compliance

PROFILE: COMPLIANCE CONSULTANT

Tags for this Online Resume: Aml (Macro Lang), Compliance, Financial, Financial Reporting, Monitoring, SEC, Securities and Exchange Commission (SEC), Spring, Financial Services, Information Technology, FINRA, Branch/Regional Audits

Chief Executive Officer - Near 20744

SUMMARY: Seasoned and well respected professional with many years' executive level administrative and legal support experience.

Tags for this Online Resume: Mergers, Public Relations, Support, Statutory, Compliance, Management, Legal, SEC, Securities, Securities and Exchange Commission (SEC)

Organizational Development Specialist - 20 Years of Experience - Near 06878

SUMMARY Training and Development professional with demonstrated expertise in Organizational Development, Learning & Development and Human Resources / Internal Communications within Fortune 1000 environments. Uses talents to help companies achieve business plans by aligning organizational and employee performance goals, developing and supporting employee engagement initiatives, promoting internal communications and dialog, t...

Tags for this Online Resume: Training, Human Resources, Performance Management, Change Management, eLearning, Competency Modeling, Needs Assessment, Curriculum Design, Talent Development, Project Management, Organizational Development, Career Management, Internal Communication, Compliance Training, Vendor Management, Employee Engagement, Talent Management, Microsoft Office, Stamford, CT, Westchester County, NY, Fairfield County, CT, New York City, Learning Management System, Docebo, HR Policies, Articulate Presenter '13, Learning & Development, Articulate Studio Presenter '13

CFO- 20 Years of Experience - Near 02767

SUMMARY OF QUALIFICATIONS__________________________________________ * Excellent leadership skills with the ability to motivate, channel focus and unify goals among groups of extremely diverse personalities, skill sets and areas of expertise. * Strong ability to synthesize strategic vision into a roadmap of tactical benchmarks designed to attain success by effective deployment of available resources and the delegation of cle...

Tags for this Online Resume: Infrastructure, Manufacturing, M&A, Acquisitions, Finance, Compensation, Distribution, Reorganization, Restructuring, Growth, Profit

Featured Profile

Financial Analyst - 15 Years of Experience - Near 89104

To be of service by contributing my skills to the firm and by developing the skills of my teammates; to share my ample experience with the team in order to create the optimum customer experience of the firm's products and services for maximum shareholder value and longevity of the firm.

Ideal Companies: Gaming, Healthcare, Consumer products, Hospitality

Tags for this Online Resume: Financial Analyst, budget, allocation, skills, policies, profitability, organized, financial reporting, statistics, databases, communication skills, deadlines, problem solving skills, templates, MBA, budgeting software, reporting, quantitative, portfolio, leadership, stakeholder, driven, Sarbanes Oxley, planning, investment, probabilities, SEC, ad hoc, market share, Porter, capital, gaming license, define problems, return on investments, lease versus purchase, documentation, revenue, technical, financial, legal, Spanish, business management, cost estimating, process improvement, CFA, goals, forecasts, GAAP, taxes, feasibility, SQL

Accountant - 4 Years of Experience - Near 75098

SUMMARY OF QUALIFICATIONS: An accomplished, results focused professional with proven experience in Manufacturing Accounting and Financial Analysis. Able to motivate, develop cost effective solutions and perform work accurately and thoroughly. A self-starter who adapts quickly to challenging new business environments, takes ownership of responsibilities and brings value through communication, sound business management, and t...

Tags for this Online Resume: Inventory, Journal Entries, Accounting, Cost Accountant, Management, Financial, Financial Statements, GAAP, Generally accepted accounting principles, SEC

Chief Financial Officer

Tags for this Online Resume: Mergers, External Reporting, Financial, Financial Reporting, SEC, Securities and Exchange Commission (SEC), Financial Services, Financial Statement, Financial Statement Generation, Reconciliations

Chief Financial Officer

and Responsibilities: Developed and implemented new budgeting tools for the $400MM Remington's Firearms business unit, and assisted Corporate as needed to transition the business from DuPont to include asset revaluations and transition of ERP systems. Advisor to VP of International and General Counsel on the financial implications of import and export components to avoid adverse VAT consequences. Developed new community rel...

Tags for this Online Resume: Legacy, Accounting, Aerospace, Cash Flow, Cost Accounting, Dba (Database Admin), Pricing, SEC, SEC filings, Securities and Exchange Commission (SEC)

Director

Tags for this Online Resume: Litigation, Equity, Satellite, SEC, Securities and Exchange Commission (SEC), State Tax, Entertainment, Management, Distribution, Edgar (Db Corp Financials

Director - 20 Years of Experience - Near 55129

SUMMARY * 14 years of experience as a Financial Advisor and 9 years of Management experience. * Leader and Change Agent, particularly in the Financial Services Industry. * Successful Revenue Builder who can move the needle and grow a profitable business from the ground up. * Profoundly increased advisory assets at last employer from $750 million AUM (Assets under Management) to $3.4 billion AUM. As such top-line revenue gre...

Tags for this Online Resume: Management, Sales, Financial, Financial Services, Services, Training, Recruiting, RIA, SEC, Securities and Exchange Commission (SEC)

Compliance Manager

SUMMARY Experienced Financial Services Executive with extensive expertise in the Financial Services industry. Knowledgeable with insurance products, bank channel investment sales and compliance as well as comprehensive financial planning in the independent financial advisor channel. Possess skills which are most suited to compliance oriented positions within the industry, consisting of strong attention to detail in conjunct...

Tags for this Online Resume: Sales, Financial, Compliance, Financial Services, Services, Distribution, Planning, Equities, Fixed Income, Health Insurance

Controller - 8 Years of Experience - Near 75065

Summary Possess strong organizational skills, management, leadership and people skills with integrity and honesty. I am a proven leader with over twenty years of corporate management in operations, accounting, payroll, human resources, quality assurance, cost, customer service and system implementations.

Tags for this Online Resume: GAAP, Generally accepted accounting principles, SEC, SEC Reporting, Securities and Exchange Commission (SEC), Management, Audit, Banking Industry, Accounting, Accounting Functions, ERP Implementations