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Online Resumes with "SEC "



Digital Media Producer and Strategist/Broadcast Television Producer

To Take 20 years of Broadcast/New Media Production in to a digital work environment. I think Video has to be enriched and more relevant to become effective. Building traditional 30 sec. spots is building buggy whips not cars.

Admissions Director

Tags for this Online Resume: medical rep, medical sec, medical billibg

Senior Accounant / Accounting Manager

I am seeking a Senior Accountant or Accounting Manager role with a great company.

Tags for this Online Resume: Financial Reporting, SEC Filings, Consolidations, Supervision, Account reconciliations, Currency Translation

Featured Profile

CORPORATE ACCOUNTANT

Highly Skilled Certified Public Accountant, Certified Financial Examiner, and Accredited Financial Examiner with over 16 years of high-profile professional experience performing regulatory examinations and audits for the insurance industry and the private sector. Proven expertise providing specialized accounting services for businesses and clients. Skilled at Financial Statement Reporting, Audit Procedures and Compliance...

Ideal Companies: JP Morgan, Goldmann Sachs

Tags for this Online Resume: Certified Public Accountant, Regulatory Compliance, Budgeting, Cost, Benefit Analysis, Financial Statements, Internal Controls, AP, AR, Reporting, Cost Accounting, Consulting, Strategic Planning, Team Leadership, Process Improvement, Expense Control, Financial Analysis, General Ledger, Joint Ventures

Chief Financial Officer-30+ years-NYC

Senior level public and private financial management experience in high technology (including Internet commerce), higher education and governmental organizations Identified, analyzed and completed the post-merger integration of numerous acquisitions using several different valuation, due diligence and divestiture models • Hands-on expertise in creating and reorganizing planning, budgeting, accounting, treasury, human r...

Tags for this Online Resume: GAAP, Sarbanes Oxley, Manhattan, Merger and acquisitions, Software Executive

Assurance Associate- 2 years Asset Management experience- New York

I am Financial Services professional who has 2 years of experienced in the audit and attestation of Asset Management firms. Expertise include investment valuation, capital allocation testing, management fees calculations, financial statement preparation and review of SEC filings. Also engaged in mentoring and coaching of less experienced staff.

Tags for this Online Resume: Hedge Funds, Valuation, SEC Reporting, Capital testing, Engagement Management, Coaching

Compliance Examiner

. I have worked for my current company, LPL Financial, for over 7 years. I previously worked in two home office locations - San Diego and Charlotte. Currently I work remotely for the company in Chicago and am hoping to find a new organization that offers a dynamic work environment and sterling reputation. As my attached resume shows, I have a proven track record of advancement in service, operations, and compliance. I am Se...

Tags for this Online Resume: Compliance, Service, FINRA, SEC, Licensed, Management

Need more time and energy to concentrate on growing your business?

I offer a seven-year track record in office management and administrative support. You will benefit from my following key strengths: • Computer expertise, with proficiency in most MS Office programs (Word, Excel, PowerPoint, Outlook). • Broad-based experience covering a full spectrum of administrative duties, including executive support, office management, billing/invoicing,customer care, account management, database admi...

Ideal Companies: Marketing, Hospitality or Real Estate field

Tags for this Online Resume: administrative, bilingual, marketing, hospitality, executive, clerical, receptionist, secretary, human resources, construction, excel, full time

Compliance Officer

I am a Compliance Officer with 20+ years in the financial services industry, working with large and small firms, supervising both employee and independent advisors. I have experience with FINRA and SEC regulations related to fee-based and commission based investment activity, training, financial planning, and reporting and analysis.

Tags for this Online Resume: Compliance, Securities

Experienced Controller-Broad industry background

Finance professional with progressive experience working with start-up, middle market and public companies. Noted tract record of driving profitability and improving financial planning and reporting processes.

Tags for this Online Resume: GAAP, SEC, Cash Management, Financial Analysis, Budgeting, Taxes

Featured Profile

Insurance Industry Professional - Sales & Marketing

Highly organized salesperson transitioning from a technical background. Extremely dedicated to prospecting new clients. Strong oral presentation skills and known for communicating with customers on their level. Team player who creates long-lasting relationships with key decision makers, customers, and colleagues. Customer loyalty focused. Ability to work well under pressure and solve problems utilizing an analytical ab...

Ideal Companies: Hewlett Packard, IBM, Bloomberg, Thomson One, Bank of America Securities

Tags for this Online Resume: Technical Sales, Northern California, VOIP, VOIP Sales, Consulting, IT for investment Banks, Active Directory, MS Exchange, Insurance, Systems Engineer

Featured Profile

Director of Compliance

Director of Compliance Sr. Compliance Director with a “People Over Process”, Six-Sigma LEAN proven track record of delivering sustainable growth, process efficiencies and innovation. Operational risk-based systems creator, developer, implementer and improver, who solves problems by looking at the whole picture while collaborating with company departments to provide effective growth management reporting and strategic compl...

Ideal Companies: IGS Energy, Alliance Data, Net Jets, L Brands

Tags for this Online Resume: Compliance, Risk