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Online Resumes with "Equities Options"
sybase veloper, UNIX shell scripting
Senior Operations Associate- 25+ years Experience
Twenty Five plus Years of Experience in all areas of Operations, for Equities, Options, OTC, Bonds and all Settlement Processes plus various Clearing Systems. Experience includes bank and securities trading operations, in uncovering and solving transaction and trade-related issues requiring adherence to time frames, in a highly regulated environment, with interaction among various groups. Seeking to apply acquired skills in...
Financial Services Sales Agent - 20 Years of Experience - Near 07928
I am a capital markets professional with experience selling and trading financial products including equities, options and fixed income. I have worked on and supervised trading desks for many years. I have extensive project experience requiring collaboration between trading, operations, systems and compliance.
Tags for this Online Resume: equities, trading, options, compliance
Commodities and financial operations specialist-Point Balancing and reconciliations
Commodities and financial operations specialist-Point Balancing and reconciliations
Tags for this Online Resume: Equity OPtions clearing and processing in Ransys and Risc including handling monthly expirations, early terminations of options, proper payments of =processed in ransys and passed through the SWIFT payments systems, junior auditor-prevent in house fraudulent activities including brance visits and writing up extensive reports and comparing numbers to previous audits, futures processing, ccess Powerpoint, Micorsoft Outlook (outlook Express) wok emil, G-mail, Linked In, System knowledge: Ransys, Risc, Summitt, Tuffs
Quality Assurance Specialist - 17 Years of Experience - Near 10018
EXPERIENCE SUMMARY * Strong business knowledge of 12 years in Broker Dealer Industry involving US, European and Canadian Equities, Options, Fixed Income and Mutual Funds in Front Office - Order Management Systems, Middle Office - Trade Allocations & Ticketing systems and Back-office - Trade Settlement, Reporting & Clearing systems involving Fixed Income products using Pershing, MSRB and TRACE. * 14 years of Experience as QA...
Tags for this Online Resume: Order Entry, Automation, Quality, Quality Assurance, Test, Test Scripts, Connectivity, Equities, Order Entry, Automation, Quality, Quality Assurance, Test, Test Scripts, Connectivity, Equities
President - 14 Years of Experience
Senior professional that has performed fundamental analysis on upstream midstream and downstream energy firms performed due diligence on firms under acquisition and have developed trading strategies based on this analysis. Unique expertise in market-neutral trading with an emphasis in the commodity space. Energetic committed and passionate individual who utilizes competitive spirit and tenacious attitude to overcome challen...
Tags for this Online Resume: Management, Risk Management, Equity, Pricing, Reinsurance, SEC, Securities and Exchange Commission (SEC), Acquisitions, Banking Industry, Due Diligence
Visionary Leader who Energizes the Enterprise's Performance through an entrepreneurial approach to all tasks.
Dynamic CFO and leader with more than 20 years of management experience in financially oriented roles. Demonstrated expertise in financial reporting, operations, risk management and compliance. In addition to CFO roles has held COO positions as well as Chief Compliance Officer. Known for hiring, training and developing efficient staff and strong management teams.
Ideal Companies: CME Group, Exelon, Federal Reserve Bank, MacArthur Foundation, Intercontinental Exchange, E*TRADE, Microsoft, MacArthur Foundation
Tags for this Online Resume: Finance, Risk, Compliance, GAAP, Strategy, Certified Public Accountant, Leadership, Management, Financial, Financial Management, Project Management, Policies and Procedures, Risk Management, Infrastructure
Compliance Manager - 3 Years of Experience - Near 07039
SUMMARY: Dedicated professional with exceptional audit and compliance experience in the financial services industry to include commercial banking, investment banking, international banking, broker dealer and leasing. Extensive knowledge of complex derivative products and fixed income securities and proficiency with performing Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and Office of Foreign Asset Control (OFAC)/Sanc...
Tags for this Online Resume: Financial, Audit, Management, Compliance, Back Office, Microsoft Exchange, Equities, Internal audit, Accounting, Policies and Procedures
Financial Specialist - 20 Years of Experience - Near 19317
To return to the Us. Equity Options industry in a capacity that will utilize my experience.
Tags for this Online Resume: Management, Securities, SEC, Securities and Exchange Commission (SEC), finance, Trading, Options, Equities
Developer - 4 Years of Experience - Near 07310
SUMMARY Experienced Information Architect / UX designer with specific and recent experience working on front-end applications with foreign exchange, commodities, trading, financial news and tools, online community, financial lines and equity options positions. 4+ years' experience in UX/UI and information architecture field with solid knowledge in financial industry. My projects include websites, mobile apps, trading softwa...
Tags for this Online Resume: SAP MM module, Software, Systems Analysis, Use Cases, Web, Web Applications, Web Technologies, Applications, Architect, Blue Prints
Financial Manager - 20 Years of Experience - Near 07746
SUMMARY OF QUALIFICATIONS An accomplished background in a sophisticated investment environment, with experience in trading, analysis and portfolio management. Developed expertise in technical and fundamental analysis. Built a consistently successful record in attaining positive returns in diverse industries, including technology and entertainment, encompassing diverse instruments, such as equities, options, fixed income pro...
Tags for this Online Resume: Budgeting, Financial Statements, Endeavor, Financial Services, Investment Opportunities, Services, Equity, A SERIES, Financial, Emerging Markets
Accountant
SUMMARY OF QUALIFICATIONS ROCS Consulting Managing Director, 2000 - Present Proprietor of an Independent Consulting practice. The firm specializes in Regulatory, Compliance and Operational consulting for the securities and banking industry. ROCS Consulting provides assistance to Broker Dealers, Registered Investment Advisors, Banks, Trust Companies, Insurance Companies, Investment Companies, Bank Securities Dealers and Tran...
Tags for this Online Resume: Accounting, Back Office, Banking Industry, Capital markets, Complaints, Consulting, Derivatives, Equity, Financial, Financial Reporting
