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Online Resumes with "Compliance Examiner"



Word Processor or Typist

KAREN A. RUSSO 6557 Creekview Terrace Pinellas Park, FL 33781 (727)541-7635 krusso6984@aol.com PROFILE � Experienced in office administration � Strong computer/Internet skills � Self-motivated and team player � Customer service experience EXPERIENCE Volunteer Data Entry Clerk November 2005 � present Hospice of the ...

Ideal Companies: Nike, Climber.com

Tags for this Online Resume: Data entry, Clerical, Administrative

Auditor/Compliance Examiner PA/MD

I want to use my enthusiasm, strong analytical skills, and assertiveness, to grow my accounting experiences, as well as, encourage others to work cooperatively with your Agency. Lastly, I want to use these work experiences as I complete my CPA license, as I have completed the CPA exam.

Field Examiner

To secure a compliance examiner job within the brokerage/financial industry.

Tags for this Online Resume: Financial Auditor, Compliance Analyst, Operations Manager, Series 24, Examnier, Compliance Supervisor

MarketMaker/Equities

To Work as a compliance examiner for the Securities Exchange Commission

Branch Manager and Compliance Examiner, Series 7, 63, 24

Securities Compliance Examiner with the SEC-nine years experience / adjunct professor a ttwo local colleges and university

Compliance consultant

Tags for this Online Resume: Adviser, Financial, investment management, CFE, Accounting, finance, auditing

Featured Profile

Compliance Manager

Compliance examiner and account manager with 13+ years’ experience. Expertise in compliance assessment in community banks and thrifts, assess risks, and conduct inspections and reviews. Proven ability to plan, coordinate, and monitor supervisory activities related to compliance, to analyze internal reports, facilitate discussions with bank management, and research risk topics affecting the financial services industry. Dem...

Featured Profile

Featured Profile

Senior Compliance Officer

Increase the firm's profitability by minimizing risk.

Compliance Examiner

. I have worked for my current company, LPL Financial, for over 7 years. I previously worked in two home office locations - San Diego and Charlotte. Currently I work remotely for the company in Chicago and am hoping to find a new organization that offers a dynamic work environment and sterling reputation. As my attached resume shows, I have a proven track record of advancement in service, operations, and compliance. I am Se...

Tags for this Online Resume: Compliance, Service, FINRA, SEC, Licensed, Management

Featured Profile

Loan Review & Compliance - 20+ Years of Experience - Near 22314

Senior level position in one of the following areas: enterprise risk manager, loan review officer, commercial portfolio risk manager or bank regulatory compliance manager.

Ideal Companies: Commercial Bank

Tags for this Online Resume: Washington DC, Banking, Loan Review, Enterprise Risk, Compliance, Austin, TX, Commercial Portfolio Review, Bank Regulatory Risk, Loan Structuring, Loan Collateral Documentation, Credit, Analysis, Portfolio, Loans, Enterprise, Risk, Commercial, Review, Examination, Structuring, Collateral, Documentation, Regulatory, Loan