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Online Resumes with "Compliance Examiner"
Word Processor or Typist
KAREN A. RUSSO 6557 Creekview Terrace Pinellas Park, FL 33781 (727)541-7635 krusso6984@aol.com PROFILE � Experienced in office administration � Strong computer/Internet skills � Self-motivated and team player � Customer service experience EXPERIENCE Volunteer Data Entry Clerk November 2005 � present Hospice of the ...
Ideal Companies: Nike, Climber.com
Tags for this Online Resume: Data entry, Clerical, Administrative
Auditor/Compliance Examiner PA/MD
I want to use my enthusiasm, strong analytical skills, and assertiveness, to grow my accounting experiences, as well as, encourage others to work cooperatively with your Agency. Lastly, I want to use these work experiences as I complete my CPA license, as I have completed the CPA exam.
Field Examiner
To secure a compliance examiner job within the brokerage/financial industry.
Tags for this Online Resume: Financial Auditor, Compliance Analyst, Operations Manager, Series 24, Examnier, Compliance Supervisor
MarketMaker/Equities
To Work as a compliance examiner for the Securities Exchange Commission
Branch Manager and Compliance Examiner, Series 7, 63, 24
Securities Compliance Examiner with the SEC-nine years experience / adjunct professor a ttwo local colleges and university
Compliance consultant
Tags for this Online Resume: Adviser, Financial, investment management, CFE, Accounting, finance, auditing
Compliance Manager
Compliance examiner and account manager with 13+ years’ experience. Expertise in compliance assessment in community banks and thrifts, assess risks, and conduct inspections and reviews. Proven ability to plan, coordinate, and monitor supervisory activities related to compliance, to analyze internal reports, facilitate discussions with bank management, and research risk topics affecting the financial services industry. Dem...
Featured Profile
Compliance Examiner
. I have worked for my current company, LPL Financial, for over 7 years. I previously worked in two home office locations - San Diego and Charlotte. Currently I work remotely for the company in Chicago and am hoping to find a new organization that offers a dynamic work environment and sterling reputation. As my attached resume shows, I have a proven track record of advancement in service, operations, and compliance. I am Se...
Tags for this Online Resume:
Compliance, Service, FINRA, SEC, Licensed, Management
Featured Profile
Loan Review & Compliance - 20+ Years of Experience - Near 22314
Senior level position in one of the following areas: enterprise risk manager, loan review officer, commercial portfolio risk manager or bank regulatory compliance manager.
Ideal Companies: Commercial Bank
Tags for this Online Resume:
Washington DC, Banking, Loan Review, Enterprise Risk, Compliance, Austin, TX, Commercial Portfolio Review, Bank Regulatory Risk, Loan Structuring, Loan Collateral Documentation, Credit, Analysis, Portfolio, Loans, Enterprise, Risk, Commercial, Review, Examination, Structuring, Collateral, Documentation, Regulatory, Loan
Compliance Examiner
. I have worked for my current company, LPL Financial, for over 7 years. I previously worked in two home office locations - San Diego and Charlotte. Currently I work remotely for the company in Chicago and am hoping to find a new organization that offers a dynamic work environment and sterling reputation. As my attached resume shows, I have a proven track record of advancement in service, operations, and compliance. I am Se...
Tags for this Online Resume:
Compliance, Service, FINRA, SEC, Licensed, Management
Featured Profile
Loan Review & Compliance - 20+ Years of Experience - Near 22314
Senior level position in one of the following areas: enterprise risk manager, loan review officer, commercial portfolio risk manager or bank regulatory compliance manager.
Ideal Companies: Commercial Bank
Tags for this Online Resume:
Washington DC, Banking, Loan Review, Enterprise Risk, Compliance, Austin, TX, Commercial Portfolio Review, Bank Regulatory Risk, Loan Structuring, Loan Collateral Documentation, Credit, Analysis, Portfolio, Loans, Enterprise, Risk, Commercial, Review, Examination, Structuring, Collateral, Documentation, Regulatory, Loan
Loan Review & Compliance - 20+ Years of Experience - Near 22314
Senior level position in one of the following areas: enterprise risk manager, loan review officer, commercial portfolio risk manager or bank regulatory compliance manager.
Ideal Companies: Commercial Bank
Tags for this Online Resume: Washington DC, Banking, Loan Review, Enterprise Risk, Compliance, Austin, TX, Commercial Portfolio Review, Bank Regulatory Risk, Loan Structuring, Loan Collateral Documentation, Credit, Analysis, Portfolio, Loans, Enterprise, Risk, Commercial, Review, Examination, Structuring, Collateral, Documentation, Regulatory, Loan