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Online Resumes with "Broker dealer"
Financial Specialist
Tags for this Online Resume: compliance, anti-money, audit, broker/dealer, customer service, investigation s
Compliance Analyst, South Orange County, Calfornia
Senior Compliance and Risk Analyst with extensive experience within the insurance and financial (broker-dealer) industries. Recognized as trainer and developer of sales and service teams producing consistently profitable books of business while fully complying with applicable laws and regulations to treat all consumers fairly and competently. Strong collaborator; thrives in a fast-paced, results-focused business environmen...
Tags for this Online Resume:
Compliance Analyst, Customer Serivce, Audit Preparation, Training, Procedures Development, Team Player
Featured Profile
Featured Profile
Risk Manager - FINRA/SEC Compliance - 20+ years experience
Tags for this Online Resume:
Compliance, Risk Management, Financial Services, Broker/Dealer, Investment Advisory, New Jersey
Featured Profile
VP Sales and Operations Insurance Carrier and Field Expereince
With over 25 years of experience in the insurance industry and extensive knowledge of the financial institution, broker dealer and independent agent marketplace, I have a unique blend of operations and sales skills which allows me to understand both sides of the equation. I was able to obtain these skills through my years of service in the home office of an insurance company and my responsibilities for the sales and operat...
Ideal Companies: Genworth, New York Life, Prudential, Allstate, Statefarm
Tags for this Online Resume:
Key Account Management, Sales Management, Operations, New Business Development, Senior Vice President, Insurance
Featured Profile
Featured Profile
Financial Customer Service Manager - 6 years Experience - Charlotte
I'm a Financial professional that has worked my way up to Management. I have over 8 years experience working with large broker dealers managing large teams whose main goal was assisting and retaining revenue building retail and institutional clientele.
Featured Profile
Featured Profile
Office Clerk - 30 Years of Experience
Tags for this Online Resume:
C Programming Language, Communication Skills, Fast-paced Environment, Logistics, Management, Microsoft Access, Microsoft Excel, Microsoft Office, Microsoft Outlook, Microsoft PowerPoint
Featured Profile
Risk Manager - FINRA/SEC Compliance - 20+ years experience
Tags for this Online Resume:
Compliance, Risk Management, Financial Services, Broker/Dealer, Investment Advisory, New Jersey
Featured Profile
VP Sales and Operations Insurance Carrier and Field Expereince
With over 25 years of experience in the insurance industry and extensive knowledge of the financial institution, broker dealer and independent agent marketplace, I have a unique blend of operations and sales skills which allows me to understand both sides of the equation. I was able to obtain these skills through my years of service in the home office of an insurance company and my responsibilities for the sales and operat...
Ideal Companies: Genworth, New York Life, Prudential, Allstate, Statefarm
Tags for this Online Resume:
Key Account Management, Sales Management, Operations, New Business Development, Senior Vice President, Insurance
Featured Profile
Featured Profile
Financial Customer Service Manager - 6 years Experience - Charlotte
I'm a Financial professional that has worked my way up to Management. I have over 8 years experience working with large broker dealers managing large teams whose main goal was assisting and retaining revenue building retail and institutional clientele.
Featured Profile
Featured Profile
Office Clerk - 30 Years of Experience
Tags for this Online Resume:
C Programming Language, Communication Skills, Fast-paced Environment, Logistics, Management, Microsoft Access, Microsoft Excel, Microsoft Office, Microsoft Outlook, Microsoft PowerPoint
Risk Manager - FINRA/SEC Compliance - 20+ years experience
Tags for this Online Resume:
Compliance, Risk Management, Financial Services, Broker/Dealer, Investment Advisory, New Jersey
Featured Profile
VP Sales and Operations Insurance Carrier and Field Expereince
With over 25 years of experience in the insurance industry and extensive knowledge of the financial institution, broker dealer and independent agent marketplace, I have a unique blend of operations and sales skills which allows me to understand both sides of the equation. I was able to obtain these skills through my years of service in the home office of an insurance company and my responsibilities for the sales and operat...
Ideal Companies: Genworth, New York Life, Prudential, Allstate, Statefarm
Tags for this Online Resume:
Key Account Management, Sales Management, Operations, New Business Development, Senior Vice President, Insurance
Featured Profile
Featured Profile
Financial Customer Service Manager - 6 years Experience - Charlotte
I'm a Financial professional that has worked my way up to Management. I have over 8 years experience working with large broker dealers managing large teams whose main goal was assisting and retaining revenue building retail and institutional clientele.
Featured Profile
Featured Profile
Office Clerk - 30 Years of Experience
Tags for this Online Resume:
C Programming Language, Communication Skills, Fast-paced Environment, Logistics, Management, Microsoft Access, Microsoft Excel, Microsoft Office, Microsoft Outlook, Microsoft PowerPoint
VP Sales and Operations Insurance Carrier and Field Expereince
With over 25 years of experience in the insurance industry and extensive knowledge of the financial institution, broker dealer and independent agent marketplace, I have a unique blend of operations and sales skills which allows me to understand both sides of the equation. I was able to obtain these skills through my years of service in the home office of an insurance company and my responsibilities for the sales and operat...
Ideal Companies: Genworth, New York Life, Prudential, Allstate, Statefarm
Tags for this Online Resume: Key Account Management, Sales Management, Operations, New Business Development, Senior Vice President, Insurance
Featured Profile
Financial Customer Service Manager - 6 years Experience - Charlotte
I'm a Financial professional that has worked my way up to Management. I have over 8 years experience working with large broker dealers managing large teams whose main goal was assisting and retaining revenue building retail and institutional clientele.
Featured Profile
Featured Profile
Office Clerk - 30 Years of Experience
Tags for this Online Resume:
C Programming Language, Communication Skills, Fast-paced Environment, Logistics, Management, Microsoft Access, Microsoft Excel, Microsoft Office, Microsoft Outlook, Microsoft PowerPoint
Financial Customer Service Manager - 6 years Experience - Charlotte
I'm a Financial professional that has worked my way up to Management. I have over 8 years experience working with large broker dealers managing large teams whose main goal was assisting and retaining revenue building retail and institutional clientele.
Featured Profile
Featured Profile
Office Clerk - 30 Years of Experience
Tags for this Online Resume:
C Programming Language, Communication Skills, Fast-paced Environment, Logistics, Management, Microsoft Access, Microsoft Excel, Microsoft Office, Microsoft Outlook, Microsoft PowerPoint
Featured Profile
Office Clerk - 30 Years of Experience
Tags for this Online Resume:
C Programming Language, Communication Skills, Fast-paced Environment, Logistics, Management, Microsoft Access, Microsoft Excel, Microsoft Office, Microsoft Outlook, Microsoft PowerPoint
Office Clerk - 30 Years of Experience
Tags for this Online Resume: C Programming Language, Communication Skills, Fast-paced Environment, Logistics, Management, Microsoft Access, Microsoft Excel, Microsoft Office, Microsoft Outlook, Microsoft PowerPoint