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Online Resumes with "Broker Dealers"



Financial Specialist

Tags for this Online Resume: compliance, anti-money, audit, broker/dealer, customer service, investigation s

Featured Profile

Compliance Analyst, South Orange County, Calfornia

Senior Compliance and Risk Analyst with extensive experience within the insurance and financial (broker-dealer) industries. Recognized as trainer and developer of sales and service teams producing consistently profitable books of business while fully complying with applicable laws and regulations to treat all consumers fairly and competently. Strong collaborator; thrives in a fast-paced, results-focused business environmen...

Tags for this Online Resume: Compliance Analyst, Customer Serivce, Audit Preparation, Training, Procedures Development, Team Player

Featured Profile

Featured Profile

Risk Manager - FINRA/SEC Compliance - 20+ years experience

Tags for this Online Resume: Compliance, Risk Management, Financial Services, Broker/Dealer, Investment Advisory, New Jersey

Featured Profile

VP Sales and Operations Insurance Carrier and Field Expereince

With over 25 years of experience in the insurance industry and extensive knowledge of the financial institution, broker dealer and independent agent marketplace, I have a unique blend of operations and sales skills which allows me to understand both sides of the equation. I was able to obtain these skills through my years of service in the home office of an insurance company and my responsibilities for the sales and operat...

Ideal Companies: Genworth, New York Life, Prudential, Allstate, Statefarm

Tags for this Online Resume: Key Account Management, Sales Management, Operations, New Business Development, Senior Vice President, Insurance

Featured Profile

Featured Profile

Financial Customer Service Manager - 6 years Experience - Charlotte

I'm a Financial professional that has worked my way up to Management. I have over 8 years experience working with large broker dealers managing large teams whose main goal was assisting and retaining revenue building retail and institutional clientele.