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Online Resumes with "BENEFICIAL OWNERSHIP"
Lead internal corporate and securities law counsel for publicly traded Pennsylvania corporation, and publicly traded Delaware master limited partnership. Responsible for federal and state securities law and corporate disclosure issues, financing transact
Assistant General Counsel Associate General Counsel Vice President, General Counsel and Corporate Secretary
Tags for this Online Resume: General Counsel, Corporate Secretary, Board of Directors, Executive Compensation, Capital Markets, Financing
Vice President - 20 Years of Experience - Near 60304
Seeking a role where I can utilize my experience in managing KYC, AML/BSA process. I have a proven record of coaching line of business associates, managers and senior leadership to ensure compliance with internal and external regulatory requirements. I am well versed in the New Beneficial Ownership rule which is required by May, 2018. I look forward to the opportunity to work with an established firm who supports and appr...
Tags for this Online Resume: Compliance, Sales, Reviews, Management, Communications, Complaints, High Net Worth, Retail, Training, Cams, management, manager
