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Online Resumes with "Advisory Compliance"
Competent and Driven
Highly accomplished professional poised for an opportunity in the Private Equity industry. Broad knowledge in law, finance and technology, providing a strong foundation for raising investment capital, identifying investment opportunities, and negotiating financial agreements. Comprehensive background in research, to evaluate acquisition targets, potential investments, and perform due diligence. Entrepreneurial success in a ...
Ideal Companies: Oracle, IBM, Bank of America, Citigroup, J.P. Morgan, Goldman Sachs, Lehman Brothers, GE
Tags for this Online Resume: Investment banking, private equity, finance, trader, stocks, bonds, broker, stockbrocker, bond trader, equities, international, commodities
Result and detail-oriented Senior AML Project Manager with 10+ years of experience directing large scale projects ($10M+) that comes in within tight deadlines and budget constraints (installed ACTIMIZE in 6-8 months); Clearing Firm AML Officer with extens
Seeking AML Project Manager, AML Consultant/contrator job, compliance officer/manager for broker dealer or SEC registered investment advisory firm
Tags for this Online Resume: AML project manager/consultant/officer, Actimize, broker dealer SEC investment advisory compliance regulation, CAMs, series 24 7 4 65 6 insurance license, private equity
Managing Director - 20 Years of Experience - Near 28031
I have recently relocated to the Charlotte, NC area. I am open to a new challenge in any industry. I welcome the opportunity to apply my knowledge and extensive experience.
Tags for this Online Resume: Credit Card, Marketing Programs, Mutual Funds, Product Marketing, Marketing, account management, sales, cash management, banking, capital markets, alternative investments, Marketing strategy, Account planning, Communications
Chief Financial Officer - 0 Years of Experience
An experienced leader in information technology governance, audits and security. Mr. Arthur has been a project director and Subject Matter Expert (SME) on several Federal and State level audits. Mr. Arthur's experience include providing risk advisory and compliance services in the Hospitality, Financial Institutions, Real Estate and Construction and Educational Institutions. Compliance review competencies include: FISMA, S...
Tags for this Online Resume: Penetration Testing, PeopleSoft, Performance Evaluations, Process Improvements, Project Management, Real Estate, Sarbanes Oxley, Sarbanes Oxley 404, SAS, Security
Financial Specialist
Ideal Companies: Hedge Funds, NFL, Broker Dealers
Tags for this Online Resume: Derivatives, Connectivity, Front Office, Litigation, ISDA, Legal, Swaps, Arabic Language, Audit, Cams