George is an experienced KYC, Compliance and Anti-Money Laundering professional with an extensive knowledge base in: Fixed Income, Equities, KYC, Bank Secrecy Act, Anti-Money Laundering, US Patriot Act, OFAC, Counter Terrorist Financing and Operations regulatory compliance. He has extensive experience working in multiple areas of the financial industry, which has given him a broader perspective of the risk factors faced by financial intuitions in the AML arena. Through his career, he has developed key AML, KYC, risk based and compliance competences including conducting and coordinating risk assessments with risk mitigations solutions with correction action plans, transaction monitoring, complex investigations of money laundering, financial crimes and terrorist financing including SAR preparation and filing. Compliance Monitoring and Testing/ BSA/AML and SOX Compliance / Project and Risk Management / Client Identification Program and KYC Project /Money Laundering Investigation and Transaction Monitoring / Policy and Procedure Quality Assurance and Control/Dodd Frank, Investment Banking, Fixed Income, Equities and Mezzanine Financing COMPUTER AND SYSTEM SKILLS: Microsoft Professional: Word, Excel, PowerPoint, SharePoint, Project and Outlook Client Risk Profile System, Mantas, Cash Letter Tool, On Demand, World Check, OFAC, LexisNexis, Prime, Norkom, Search Space, Actimize, ODS, Choice Point, JFEL, West Law, Factiva, FINRA, Mantas, Dun and Bradstreet, Securities and Exchange Commission EDGAR Website and Bankers Almanac.

Highlights:

• Compliance
• Aml (Macro Lang)
• Financial
• KYC
• Management
• Quality
• Quality Assurance
• Research
• Monitoring
• Banking Industry