Description
Profile Entrepreneurial executive with nearly 30 years experience in the securities industry. I am able to implement company policies motivating staff to maximum productivity as I have operated many successful boardrooms in management, operations, sales and compliance.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| (Confidential) | Investment Analyst | 12/2015 - Present |
| Salomon Whitney Llc | Chief Compliance Officer | 12/2011 - 12/2015 |
| First Midwest Securities Inc. | Branch Supervisor/Compliance Officer | 8/2008 - 11/2011 |
| The Concord Equity Group Llc | Branch Manager/ Securities/Options Principal | 1/2006 - 8/2008 |
| J.P. Turner & Company | Registered Principal Securities Representative (Series 7) | 11/2003 - 1/2006 |
Education
| SCHOOL | MAJOR | YEAR | DEGREE |
|---|---|---|---|
| CUNY Brooklyn College | Psychology | 1986 | Bachelor Degree |
Accomplishments
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