Career Research and Resources for Companies in NY
Municipal Credit Union
Monitor daily visa and interface activity.Maintain 32 General Ledger accounts monthly
Avg. Salary: $70,000 · Company Rank: Not Available
Marvel Entertainment
Global Operations and Partnership management across Promotions, Custom Publishing, Digital and Print businesses.
Avg. Salary: $144,000 · Company Rank: Not Available
Scotia Capital
Initially challenged to assess existing employee trading platform and quickly became competent on Scotia’s Code of Ethics. Focused on assisting the Equity Trading Division with compliance coverage. • Effectively performed detailed surveillance of employee trading activities to comply with FINRA and the firm’s “Watch/Restricted” list. • Accurately reconciled employee trade confirmations with monthly financial statements
Avg. Salary: $152,500 · Company Rank: Not Available
Solar City
In-home sales consultant
Avg. Salary: $70,000 · Company Rank: Not Available
Green Mountain Energy
Recruited, hired, trained and managed staff of 15+ field agents
Avg. Salary: $70,000 · Company Rank: Not Available
Adecco Group/Credit Suisse USA
• Assisted in the day to day compliance services supporting the Equity Derivatives desk, Convertible Sales and Trading, ETF desk and Investor Solutions Group • Development and maintenance of all supervisory procedures and corresponding supervisory checklists • Development, review and follow-up of several surveillance and control related reports/procedures to ensure compliance with FINRA/SEC regulations • Assisted in respon...
Avg. Salary: $152,500 · Company Rank: Not Available
ForwardThink Group/Merrill Lynch Wealth Management
Deployed to this key client and tasked with reviewing current practices and enhance product offerings. Placed to roll out a successful composite performance reporting initiative. Liaised with Merrill’s legal/compliance department to review disclosures and SEC “no action” letter and reach compliance with Investment Advisers Act. Produced and modified a full range of critical financial documents per performance standards. • R...
Avg. Salary: $152,500 · Company Rank: Not Available
Brooks Brothers
Avg. Salary: $70,000 · Company Rank: Not Available
Cutter Associates/Nomura Credit Research and Asset Management
Hired and immediately faced with helping to streamline transaction processing and review reporting tools. Deployed to render expert advisory services on investment performance to the Head of Operations and team during the successful implementation of a new platform. Bridged gap between business and technology through clear communications. • Exercised thought leadership to deliver insights on best practices, consistently exc...
Avg. Salary: $152,500 · Company Rank: Not Available
Deutsche Asset Management
Quickly assessed existing situation and prepared better policies and procedures for navigating verification audit. Team-led all preparation functions for an Investment Performance Standards audit for this organization. Acted as application expert for CFA’s Global Investment Performance Standards (GIPS®) $246B reporting process; updated detailed manual. • Successfully piloted the internal examination/audit of this firm, veri...
Avg. Salary: $152,500 · Company Rank: Not Available
