Compliance Officer Career Research and Resources
University of Alabama at Birmingham Medical Center
Pioneered Admissions Coordinators program for UAB. Responsibilities included Pre-admission registration and certification, registration and admission of patients and collection of out of pocket obligations.
Avg. Salary: $105,000 · Company Rank: Not Available
University of Alabama at Birmingham Medical Sysyem
• As the Hospital Compliance Manager, assisted in coordinating and implementing hospital's corporate compliance plan. • Provided leadership and direction in developing and maintaining systems, processes, and workflow, as well as accurate auditing and monitoring of activities.
Avg. Salary: $105,000 · Company Rank: 4.0 out of 5
University of Alabama at Birmingham Medical Center
Appointed the PFS Compliance Officer to implement a compliance program for the department. The PFS staff included more than 200 employees and was responsible for the hospital’s billing, collections, accounting and customer service operations.
Avg. Salary: $105,000 · Company Rank: Not Available
TD Ameritrade
Specialty product support and operations for the Amerivest Managed Portfolio accounts. Assisting clients and Investment Consultants with paperwork and account inquiries ranging from performance and statistical information to intricacies of the product and processing.
Avg. Salary: $55,000 · Company Rank: Not Available
MORGAN STANLEY-SMITH BARNEY
Actively supervised a multi-site operations staff of 17 direct reports; including specialized and general operations. Developed and implemented compliance and operational procedures. Presented and trained staff, including management and executives, on procedures and implementation. As the Office of Supervisory Jurisdiction [OSJ] assisted in Internal/External Audit, FINRA Complaint and Arbitration Response, Client Resolution...
Avg. Salary: $55,000 · Company Rank: Not Available
E*TRADE FINANCIAL
Administrate and service eleven Fortune 500 Company stock plans; representing over 80,000 employee accounts – Including complicated tax strategies: Restricted Stock, ISO/NSO Stock Options, ESPP, Re-grants, Bankruptcies, Re-pricing and Control Stock. Assisted with the vetting of SalesForce.com implementation for tracking and restructuring.
Avg. Salary: $55,000 · Company Rank: Not Available
Washington Square Securities, Inc.
Managed a Full-Service national brokerage operations team; consisting of 16 associates. Optimized processing by analyzing and streamlining procedures. Updates resulted in increased productivity, creating a holistic work-flow with statistical-tracking components. Compliance liaison for account research and FINRA responses. Improved operational books and records, for ease of reference.
Avg. Salary: $55,000 · Company Rank: Not Available
Ohio Transfromer
Wrote safety policies, accident investigations, headed up the Emergency Response Team, enforced the safety policies as needed.
Avg. Salary: $0 · Company Rank: Not Available
Trident Building Systems
Safety in the manufacturing process, and in the field.
Avg. Salary: $0 · Company Rank: Not Available
Progressive Employer Services
Made pre-approval visits, initial visits to the prospects and to the clients. Also made inspections, accident investagitions, and safety training.
Avg. Salary: $0 · Company Rank: Not Available
