Compliance Officer Career Research and Resources
Lombard Odier & Cie., (España) SV, SA
Developed and enforced the Internal procedures as well as enforcement and monitoring of changes in regulations. Took part in definition, development and implementation of the internal controls for the Investment Company. Developed the AML Compliance training for Employees. Trained and tested all employees. Did Due diligence for new customers, including PEPs. Monitored daily transactions and prepared SARs if needed as a res...
Avg. Salary: $65,000 · Company Rank: Not Available
GMAC – RFC España
Prepared and enforced the Annual Operational and Compliance Audit Plan. Did the field work, prepared the Audit Reports and followed up on recommendations. Developed and updated the internal procedures for the company. Audited samples of loan files from the company's portfolio to study income support documentation, DTI and LTV calculations, to monitor the internal underwriting process was being done according to local and AM...
Avg. Salary: $65,000 · Company Rank: Not Available
Citibank International
Coordinated and managed the analysis and reporting of the 9 Asset Based finance Regional Vendor Programs in Latin America, including monthly activity and Risk performance of the portfolio. Established internal controls to ensure data integrity of reports provided to Customers and Management. Monitored and analyzed monthly and quarterly information from Quality Assurance and prepared Trend Analysis Reports. Prepared Monthly ...
Avg. Salary: $65,000 · Company Rank: Not Available
The Lawyer's Clearinghouse
Took on inidivual cases in housing and debt collection. Establshied CRM platform to track legal services perfromed through The Lawyers Clearinghouse.
Avg. Salary: $85,000 · Company Rank: Not Available
Office of Conumer Affiars and Business Regulation
Citizen outreach concerning Massachuetts Data Security Law (201 CMR 17). Perform legal analysis of federal data security and privacy laws for possible preemption issues.
Avg. Salary: $85,000 · Company Rank: Not Available
NSK Inc.
Responsible for all IT operations for assigned cleints. Responsible for assigned IT projects and security documentation.
Avg. Salary: $85,000 · Company Rank: Not Available
CareKey Inc.
Responsible for internal and hosted IT operations in HIPPA regulated environment.
Avg. Salary: $85,000 · Company Rank: Not Available
American Well Inc
Respobsible fro building IT organization from the ground up as well as establishing policies and procedures for ongoing IT operations. (This was a consulting role during Law School).
Avg. Salary: $85,000 · Company Rank: Not Available
The Systems Distributors Inc.
Responsible for internal and client facing IT operations, standards, policies, and procedure for PCIDSS compliance, and technical consulting for sales and business development.
Avg. Salary: $85,000 · Company Rank: Not Available
First Western Advisors
Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Program. Develops and periodically reviews and updates Standards of Conduct to ensure continuing currency and relevance in providing guidance to management and employees. Collaborates w...
Avg. Salary: $80,000 · Company Rank: Not Available
