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Online Resumes with "securities exchange commission"
Legal Assistant - 20 Years of Experience - Near 06604
PROFILE Highly skilled and accomplished Paralegal/Legal Assistant and Consultant combined with a Bachelor of Science in Criminal Justice and an Associate of Arts in Legal Studies and English, working in domestic and international settings. HIGHLIGHTS OF QUALIFICATIONS * Microsoft Office Suite Sharepoint 2016 Outlook 365 Westlaw LexisNexis Bloomberg BNA Evernote * Experienced in legal research, document preparation and case ...
Tags for this Online Resume: Documentation, Litigation, SEC, SEC filings, Securities and Exchange Commission (SEC), Audit, Internal audit, Legal, Licensing, Acquisitions, Legal, contracts, employment law, corporate compliance, distributorship, litigation, legal research, mergers & acquisitions
Chief Financial Officer - 16 Years of Experience - Near 07470
Results oriented
Tags for this Online Resume: Financial, Financial Statements, FP&A, GAAP, Generally accepted accounting principles, Internal Controls, SEC, Securities and Exchange Commission (SEC), Accounting, Audit
Financial Specialist - 17 Years of Experience - Near 10305
To obtain a regulatory controller position where my experience and expertise with SEA and CFTC Segregation and Capital rules can be utilized.
Tags for this Online Resume: Equity, Reconciliations, Accruals, Balance, Balance Sheet, Bank Reconciliation, Management, FMS, SEC, Securities and Exchange Commission (SEC), finance, accounting, audit, Sec, 15c3, Regulatory
Financial Specialist - 11 Years of Experience - Near 07630
Profile Offers more than 15 years of experience overseeing operations and client relations functions for both small and large financial services firms. Possesses diverse knowledge of wealth management, including ultra-high net worth individuals and separately managed accounts. Recognized throughout career as a highly motivated, detail-oriented self-starter with strong organizational and analytical skills. Dynamic team playe...
Tags for this Online Resume: Security, Bloomberg, Compliance, Due Diligence, Investment Management, Management, SEC, Securities and Exchange Commission (SEC), Account Management, Accounting, finance, excel, managed accounts, client services, compliance
Financial Manager, Branch or Department - 20 Years of Experience - Near 07070
PROFILE: CCO of boutique trading firm. Popular on-air market commentator for national and international financial news media outlets. Selected to serve on several prestigious NYSE committees. Skilled leader in all aspects of floor trading operations with specialized expertise in compliance and governance.
Tags for this Online Resume: Compliance, Securities, SEC, SEC Requirements, Securities and Exchange Commission (SEC), Series 24, Equities, Financial, Leadership, Negotiation Skills
Mechanical Engineer - 14 Years of Experience
1-Full time jobs
Tags for this Online Resume: ABS, EPC, Ix, Oil & Gas, Pressure Vessels, SEC, Securities and Exchange Commission (SEC), STS-1, Synchronous Transport Signal (STS), Petrochemical
Supervisor - 20 Years of Experience - Near 89434
Tags for this Online Resume: Cash Flow, Filing, Payroll, Reconciliations, SEC, Securities and Exchange Commission (SEC), sheets, Financial, Financial Statements, Banking Industry, management
Senior Attorney - 15 Years of Experience - Dallas
Rising to the demands of managing a legal team and providing guidance during the IPO process and beyond, combined with the opportunity to forge close working relationships with directors and executives, truly appeals to me. I am looking to work for an organization that needs my unique skill set; where I can use my knowledge and experience to make meaningful contributions.
Tags for this Online Resume: Compensation, Enterprise Risk Management, Management, Risk Management, SEC, SEC Reporting, Securities and Exchange Commission (SEC), Contracts, Litigation Management, IPO, NYSE, Corporate, Corporate Governance, Technology, Intellectual Property, Board of Directors, Securities, Mergers & Acquisitions, M&A, SAAS, Cloud, License Agreements
Lawyer - 17 Years of Experience - Washington, DC
To optimize my experience in the financial arean with my regulatory and compliance expertise.
Tags for this Online Resume: Policies and Procedures, Risk Assessment, SEC, Securities, Securities and Exchange Commission (SEC), Derivatives, Advertising, trading, Compliance, Corporate governance, Washington D.C.
Chief Financial Officer - 20 Years of Experience - Near 94306
SUMMARY OF QUALIFICATIONS With a focus on Real Estate, Renewable Energy, Technology, and Internet Commerce, I am a very "hands on", acutely focused, senior finance and accounting executive with extensive experience managing and upgrading financial and administrative functions across diverse industries ranging from a 4 person closely held family businesses, fast growth entrepreneurial startup environments where I helped rais...
Tags for this Online Resume: Financials, Equity, Financial, Private Equity, Accounting, Real Estate, Accounts Receivable, SEC, Securities and Exchange Commission (SEC), Strategic Initiatives, CFO, Certified Public Accountant
Medical or Health Services Manager - 20 Years of Experience - Near 18938
SUMMARY A results-driven and versatile SALES / COMMERCIAL OPERATIONS EXECUTIVE with a proven record of accomplishment of achievement in commercial operations, sales operations management, supply chain pricing, Individual, IDN and GPO contract membership management, and requisite analytical and reporting requirements seeking a new position. Focused and highly analytical, possesses broad business experience in technology-base...
Tags for this Online Resume: Microsoft ASP.Net, Pricing, Product Launch, Project Management, Project Manager, Purchasing, Sales, SEC, Securities, Securities and Exchange Commission (SEC)
Accountant - 5 Years of Experience - Near 31711
Tags for this Online Resume: Real Estate, SEC, Securities and Exchange Commission (SEC), Payroll, Acquisitions, Asset Management, Business Development, Business Development Manager, Financial Industry, Loan Underwriting, accounting, finance, manufacturing, accountant, excel, controller
