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Online Resumes with "Series 99"
Operations Principal
Tags for this Online Resume: Operations, Compliance, Series 24, Series 99
Director
Tags for this Online Resume:
DTC Settlements, Corporate Actions, Asset Management, Project Management, Series 99, MBA
Featured Profile
Senior Manager - Investment Performance Measurement and Attribution - 16 years Experience - New York
Seeking a challenging position with career growth potential in an organization where my technical, analytical and interpersonal skills will be an asset.
Ideal Companies: JP Morgan, Oppenheimer Funds, Goldman Sachs
Tags for this Online Resume:
Analytical, Detailed oriented, Organized, Performance Measurement and Attribution, Experienced Investment Operations Professional, Quality Assurance, Test, Pricing, Security, Automation
VP, Operations & Customer Service, 25 years experience, specializing in Retirement - NJ
To obtain a senior position with a company that is looking to increase customer satisfaction and loyalty by utilizing my unique experience.
Tags for this Online Resume:
Customer Service, FINRA Series 99, Lean Six Sigma, JD Power Certified , Call Center, Leadership, Retirement and Benefits Professional, Operations
Compliance Manager - 7 Years of Experience - Near 30009
Tags for this Online Resume:
fraud, customer services, series 7, series 99
Accountant
Summary: Controller with extensive Finance and Operations leadership experience. Demonstrate professionalism, passion, integrity, team work, and being highly organized in a fast-paced environment. Successfully manage teams, functions and projects, while achieving and maintaining maximum results on ROI with focus on cost savings opportunities, efficiencies, controls, knowledge sharing, respect and inclusiveness. Strong knowl...
Tags for this Online Resume:
General Ledger, Management, Accounts Payable, Corporate Accounts, Equities, Fixed Income, Front Office, Prime, SAP, Reconciliations
Senior Manager - Investment Performance Measurement and Attribution - 16 years Experience - New York
Seeking a challenging position with career growth potential in an organization where my technical, analytical and interpersonal skills will be an asset.
Ideal Companies: JP Morgan, Oppenheimer Funds, Goldman Sachs
Tags for this Online Resume: Analytical, Detailed oriented, Organized, Performance Measurement and Attribution, Experienced Investment Operations Professional, Quality Assurance, Test, Pricing, Security, Automation
