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Online Resumes with "Securities Trading"
Senior Operations Associate- 25+ years Experience
Twenty Five plus Years of Experience in all areas of Operations, for Equities, Options, OTC, Bonds and all Settlement Processes plus various Clearing Systems. Experience includes bank and securities trading operations, in uncovering and solving transaction and trade-related issues requiring adherence to time frames, in a highly regulated environment, with interaction among various groups. Seeking to apply acquired skills in...
Financial Specialist - 7 Years of Experience - Near 94510
Contribute to a company’s growth, reputation through application of my broad banking and investment knowledge and experience.
Ideal Companies: Credit Suisse, Morgan Stanley, State of California, Federal Reserve Bank, First Republic, City National Bank, Aspirant, Fremont Bank
Tags for this Online Resume: Compliance, Sales, Banking, Investments, Planning, Brokerage, MS Office, Client Service, Analysis, Operations, Coaching, Team work, Research, Profiling
Financial Specialist - 18 Years of Experience - Near 33028
To Whom It May Concern: I am a bilingual, economics educated, goal-driven ex Head of Sales and Trading, Bank Portfolio Manager, and Investment Advisory with greater than 18 years of institutional and ultra-high-net-worth experience on both the buy and sell side. With my many years of on the job experience I have achieved a remarkable in-depth and diverse understanding in NYC trading floors (NYSE, COMEX, and CBOE); com...
The Ghandi of Human Performance Improvement
Innovative designer and implementation leader of solutions.
Ideal Companies: Accenture, Nike, Microsoft
Tags for this Online Resume: Senior Training Manager/Director
Financial Manager - 15+ Years of Experience - Near 07950
Accomplished financial professional with broad based, hands-on experience helping companies improve processes and efficiencies. Strong analytical, decision-making, interpersonal, communication, and presentation skills. Effective management of professional and non-professional staff including staff recruiting, development and evaluation. Development of specifications and implementation Government Securities Trading system. ...
Tags for this Online Resume: Financial Analysis, General Ledger, Payroll, Northern NJ, Computer Skills (Microsoft Office, Operations improvement
Financial Manager - 20 Years of Experience - Near 44121
Highly motivated and energetic Financial Professional with 20+ years of experience in securities trading, compliance, regulatory oversight and commission management. Excellent interpersonal, analytical, organizational and time management skills. Maintains the highest level of professional integrity and personal ethics.
Tags for this Online Resume: Quantitative analysis, Microsoft Word/Excel/Powerpoint
Accountant - 15 Years of Experience - Near 60608
Miriam Moy Chan Chicago, IL moychan02@gmail.com 773/520-2442 Summary: • Professional accountant with over ten years of experience with an emphasis in commercial banking, five years of experience with Northern Trust& Northern Institutional, and Money Market products. • Additional seven years of experience preparing Federal and Illinois tax returns. • 10 years of experience in Data Entry Field, 2 years of experience in P...
Tags for this Online Resume: Accounting, Data Entry, Administion, Tax professonal
SME on ABS, CDO's, systems implementation and design for derivative securities
to make a positive contribution to the success of a financial information firm or function.
Ideal Companies: SS&C, Princeton, Bank of NY, any sovtware
Tags for this Online Resume: New York, CAMRA, CDO/CLO, MBS trading and processing, risk managment systems, functional design, Business analysis, Program Managment
Financial Manager, Branch or Department - 20 Years of Experience - Near 07974
Tags for this Online Resume: Certified Financial Planner, FINRA SERIES 65, MBA, Portfolio Management, Management, Retail, Bonds, Gateway, Housekeeping, Purchasing
Quality Assurance Specialist - 6 Years of Experience
Professional Summary: * Plus five years of Quality Assurance Analyst experience. * Experience Trade Life Cycle/Securities trade life cycle Familiarity with Property & Casualty Insurance. * Experience in working web-based and client server applications. * Experience in Waterfall & Agile methodologies. * Heavily involved in developing & Executing Test cases, Test plan, for functional and regression testing. * Good working kno...
Tags for this Online Resume: Integrate, Quality Assurance, Test, Applications, Integration Testing, Planning, Project Management, Project Manager, Structured Query Language, System Integration
Tax Preparer - 17 Years of Experience - Near 19139
Career Focus Accounting professional with experiences in the areas of Taxes, Billing, Mutual Fund Accounting within financial and investment companies. Functional Skills include: Tax research, review, and preparation, Accounts Receivable responsibilities utilizing QuickBooks software and Excel, created reports, monthly billing close, reconciliation of securities, conducted securities trade requests. Seeking Accounting or Ta...
Tags for this Online Resume: Management, Tax Preparation, Team Lead, Coding, Process Improvements, Project Management, Billing, Distribution, Generate Reports, Microsoft Excel
Controller - 5 Years of Experience
securities, and Chase Investment Services Corp. regulations and all matters related to potential money laundering terrorist financing and fraud. * Adhered strict compliance with all department and company policies and procedures toward fulfillment of company objectives and profit goals. * Reviews monthly and daily transaction alerts client securities trading activity client file review and conducts due diligence searches. E...
Tags for this Online Resume: Aml (Macro Lang), Management, KYC, PEP (Pket Xchnge Protocol, Bloomberg, Desktop Computer, Securities, Documentation, Due Diligence, Financial, finance, audit