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Online Resumes with "SERIES 65"



Manager Financial Services Operations - 25 years experience

Manage/Director Operations for a Financial Services Company

Tags for this Online Resume: NASD series 7, NASD series 24, NASD series 65

Featured Profile

Professional Trader and Financial Analyst

Excellent record of achieving sales growth by increasing market share of existing products and integrating acquired product lines; Unique record of expanding security responsibility and financial achievement across multiple investment functions. Exceptional analytical, strategic planning, and research skills.

Ideal Companies: MORGAN, PIPER JAFFERY, INVESTMENT BANKS

Featured Profile

Wealth Management and Investment Portfolio Management Professional

I am a goal-oriented investment professional with a history of solid investment results in managing equity and fixed income portfolios. Skilled at decision-making within the framework of a disciplined investment process and establishing successful investment strategies. Energetic team player with exceptional ability to motivate team members to excellence. Demonstrated ability to work independently within a corporate stru...

Ideal Companies: AON Hewitt, Atlanta Capital Investment Managers, BB&T Wealth Management, Brinker Capital Management, Bryn Mawr Trust, Callan Associates Inc., Federated Investments, Fidelity, First Citizens Bank of NC, Hancock Bank, Invesco, Lowry Hill Capital Management, Piedmont Investors, PNC Wealth Management, Regions Bank, Ronald Blue and Co, RW Baird, Sageworth Investment Advisors, Sterling Capital Management, SunTrust, Susquehanna Wealth Management, Synovus, T. Rowe Price, UMB Bancshares, Vanguard, Willis Investment Counsel, Wilmington Trust Investment Advisors

Tags for this Online Resume: Chief Investment Officer, Portfolio manager, problem solving, leadership, compliance officer, equity, fixed income, Team Building, strategy development, Relationship Management, Business development

Investment Banking

I will obtain my Series 65 and Series 7 Licenses and become a well-respected financial planner.

Tags for this Online Resume: OH

General Manager

I have recently returned to the Central Florida area and I would like to explore the possibility of working with your organization. Enclosed is my resume detailing my background and capabilities. My primary goal is to continue my career and to secure a position in the OPERATIONS that will capitalize on my skills and experience. My background includes: eighteen years management/administrative experience, two years financ...

Tags for this Online Resume: Operations Staff, Financial Services, Leader, Management, Risk Management, Supervisor, Security

Featured Profile

Insurance Sales Manager

Tags for this Online Resume: Series 7, Series 6, Series 63, Series 65, Accredited Asset Management Specialist, Accredited Wealth management Advisor

Series 7 Broker License, Series 65/66 Registered Investmen Advisor Series 63 Insurance License

Part time work to assist clients and prospects with their goals regarding financial independence. Work with clients and prospects in developing comprehensive financial planning. Work with clients and prospects in achieving realistic financial goals. Assist prospects and clients with planning and achieving. Able to relate on all levels with clients and prospects in their goals and accomplish those goals and aspirations.

Tags for this Online Resume: client service, manager, supervisor, invtment advisor, insurance

Investment Advisor, New York

Become an Investment Adviser Representative / Securities Broker Agent

Tags for this Online Resume: Series 65, Series65

Financial Advisor, Dallas

To be a dynamic influence on a business through ethical leadership and decision making by utilizing tools attained through education, training and experience

Tags for this Online Resume: consulting, financial, advisor, series 7, series 65, wholesaler

Featured Profile

Experienced financial advisor and trust and estates attorney

I am seeking a position that will allow me to fully utilize my legal and financial background and training in an executive or management capacity to make a positive contribution to my employer's bottom line success.

Ideal Companies: PNC Bank, Regions Bank, Cummins, Nike

Tags for this Online Resume: Attorney, Trustee, Financial Planner, Estate Planning, Trust Administration, Porftolio design and administration, Microsoft Word Excel Power Point Proficient, Public Speaking, Sales and Marketing, Legal Research and Reasoning, Numerical and Financial Analysis, Negotiation, JD, MBA, CFP Training, FINRA Series 7, FINRA Series 63, Series 65

Sales and Marketing Engineer

I can design new products, show their usefulness in existing infrastructure, create Business Model, project size of revenue stream and the number of years for which it could produce revenue. I could also do requirements for Insurance and investment products for Mutual companies so they can develop software for use by the sales and marketing teams. I have Health, Life, Series 65/63 Licences for NJ

Tags for this Online Resume: Systems Engineer, Sales and Marketing, Requirements , Telecommunication, Research&Development, Business Modeling