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Online Resumes with "SEC "
Accountant
SUMMARY OF QUALIFICATIONS 10 plus years of SEC Reporting * 2 plus years of Consolidations * 10-Q, 10-K, and Proxy Reporting * Monthly General Ledger Closes * Financial Statement Preparation * Account Reconciliations
Tags for this Online Resume: Consulting, Account Reconciliation, Reconciliations, Filing, Journal Entries, Accounting, Audit, Compensation, Documentation, Equity
Bookkeeper - 20 Years of Experience - Near 07058
& N OTABLE C ONTRIBUTIONS
Tags for this Online Resume: Accounting, Compliance, SEC, Securities and Exchange Commission (SEC), Alternative Investments, Budgetary, Financial, Financial Oversight, Financial Statements, Securities
Financial Manager, Branch or Department
SUMMARY: I'm hands on / roll up your sleeves executive that provides change management by providing solutions. My approach is highly focused. I identify & fill gaps, and use my passion to make firms efficient and thereby meet or exceed expectations. I achieve people, project and product goals by leveraging my 12 years of experience in fast paced high pressure financial environment and by meeting tight deadlines. By providin...
Tags for this Online Resume: Investment Banking, Compliance, Management, Business Contingency Planning, Filing, Infrastructure, SEC, Securities and Exchange Commission (SEC), Security, Banking Industry
Chief Financial Officer - 20 Years of Experience - Near 10536
Profile: Seasoned Financial Services SVP executive with CFO, Compliance (CCO) and Personnel-HR/Administration Managerial roles. Active SEC Broker-Dealer Registrations (Wynston Hill Capital, LLC - part-time), and Registered Investment Adviser history Director/CFO/Controller Executive Highlights - 40+ years, including 15 years with one Financial Services organization, responsible IN three core disciplines: Financial Accountin...
Tags for this Online Resume: CFO, Financial, Financial Services, Services, Accounting, Balance, Balance Sheet, Business Plan, Cost Accounting, Financial Reporting
Lawyer - 10 Years of Experience - Near 75001
PROFESSIONAL SUMMARY Ambitious, detail-oriented professional with excellent analytical and problem solving skills. Adapts quickly to challenges and changing environments. Highly organized, effective team player and communicator. Posted Conducted quality control of attorney work regarding residential mortgage-backed securities for an international bank Evaluated audio files Advanced Discovery, 2015 positions through approved...
Tags for this Online Resume: Bankruptcy, Compliance, Quality, Quality Assurance, Quality Control, SEC, Securities and Exchange Commission (SEC), Banking Industry, Litigation, Securities
Financial Analyst - 8 Years of Experience - Near 46055
Tags for this Online Resume: Financial, Book of business, Journal Entries, Lawson, PeopleSoft, SAP, SEC, Securities and Exchange Commission (SEC), Accounts Receivable, Financial Statements
SENIOR COMPLIANCE OFFICER
Proven multidisciplinary compliance officer with senior level experience with financial leaders including Deutsche Bank, Merrill Lynch, Nomura, Credit Suisse, AIG and Brown Brothers Harriman. Demonstrated career track record developing strategic roadmaps to ensure SEC, FINRA and GIPS compliance. Skilled at detailed Fortune 500 compliance analysis and accurate asset performance investment reporting. Strong expertise in multi...
Ideal Companies: none
Tags for this Online Resume: GIPS, FINRA, SEC, Policies and Procedures, Compliance, Investment Reporting, Strategic Planning, Personal Trading, Surveillance, Internal Controls, Process Improvements
Executive Assistant - 20 Years of Experience - Near 07020
SUMMARY * Dynamic, articulate, and highly-organized Executive Assistant with almost 30 years' experience supporting and managing daily operations for Senior-Level team members * Outstanding communication and coordination skills, coupled with the proven ability to efficiently execute multiple assignments in a demanding environment * Seeking an Executive Assistant position in a reputable company where I can facilitate busines...
Tags for this Online Resume: Securities, Administrative Assistant, Insurance, Management, SEC, Securities and Exchange Commission (SEC), Audit, Billing, Legal, Litigation
Controller - 15 Years of Experience - Near 19406
Effective in training and supervising accounting personnel encourage new ideas and cultivate a team atmosphere to attract and retain quality people. Skilled in building strong working relationships throughout the organization maintain effective communications and provide responsive service. Twenty years of public and private industry accounting experience a proven track record in meeting required deliverables and deadlines ...
Tags for this Online Resume: Billing, Financial, Financial Statements, Monthly Financial Statements, Payroll, Accounting, Management, Accounts Receivable, Assistant Controller, Audit
Compliance Manager
SGT USAF (E-4) - {Honorable Discharge Era Veteran.) USDM
Tags for this Online Resume: Business Development, CFO, Dba (Database Admin), Project Leader, Project Management, Quality Assurance, Technical Lead, Test, Audit, Buying
Not Listed - 20 Years of Experience
Senior Technology Professional
I have a broad and extensive background in Enterprise Project, Program and Portfolio Management, Data Warehousing and Business Intelligence, and Application Development. My expertise is in delivering mission critical projects to the client’s satisfaction on time and within budget, and in the process, building and leading highly focused, cohesive and productive project teams.
Tags for this Online Resume: Management, Microsoft, Microsoft Project, Microsoft Project Server, Project Scheduling, Scheduling, Filing, Support, sql, agile, c#
